Michael G. Kort
Professional summary
Michael Gary Kort is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1998. Michael has worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Gary Kort's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 4, 2019 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901October 23, 2014 - December 31, 2018
THE LEADERS GROUP, INC.
October 12, 2010 - November 1, 2012
MMC SECURITIES LLC
February 12, 2004 - November 3, 2010
INTERLINK SECURITIES CORP.
January 4, 2002 - January 5, 2004
TBG FINANCIAL
July 1, 1999 - November 15, 2001
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 28, 1998 - May 21, 1999
INTERLINK SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/4/2019)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
