Brett M. Schroder
Professional summary
Brett Matthew Schroder is a registered financial professional currently at WALLEYE TRADING LLC located in Wayzata, Minnesota.
Brett is registered as a RR (Registered Representative) and started their career in finance in 1998. Brett has worked at 4 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brett Matthew Schroder's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 26, 2021 - Present
WALLEYE TRADING LLC
Office #1: 401 Lake Street East 3rd Floor, Wayzata, MN 55391Office #2: 401 Lake Street East 3rd Floor, Wayzata, MN 55391December 10, 2004 - April 20, 2021
CITIGROUP DERIVATIVES MARKETS INC.
September 12, 2002 - December 10, 2004
KNIGHT FINANCIAL PRODUCTS LLC
March 31, 1998 - August 10, 1998
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
WALLEYE TRADING LLC
CRD#: 136196 / SEC#: , 8-66988
Contact information
Documents
Disclosures
| Regulatory Event | 14 |
Red Flags
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