JA
Jeffrey L. Alexander
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Bradenton, FL
Some features on this profile are disabled
CRD#: 2776
JA
Professional summary
Jeffrey L Alexander, who also goes by Jeffrey Lee Alexander, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Bradenton, Florida and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Washington, Illinois.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1973. Jeffrey has worked at 15 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE, Series 1 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeffrey Lee Alexander
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ALEXANDER FINANCIAL, 117 Peoria Street, Washington IL 61571, 01/2000, DBA Name, INV REL, 0 HR/MO, 0 HR/MO TRADING. 2) ALEXANDER FINANCIAL FIXED INSURANCE, 117 Peoria Street, Washington IL 61571, 09/1973, Investment Advisor Representative, 1099, NIR, 10 HR/MO, 10 HR/MO TRADING. 3) CUMMINGS LANE LAND DEVELOPMENT, 117 Peoria Street, Washington IL 61571, 01/1995, Partner, Real Estate, NIR, 0 HR/MO, 0 HR/MO TRADING. 4) WASHINGTON TOWNSHIP UNITED FUND, 117 Peoria Street, Washington IL 61571, 01/1975, President, Volunteer, INV REL, 1 HR/MO, 0 HR/MO TRADING. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 05/2025 6) WASHINGTON COMMUNITY FOUNDATION, 108 N Main, Washington IL 61571, United States, 08/2025, BOARD MEMBER, NIR, 1 HR/MO - 1 HR/MO TRADING. 7) ALEXANDER FINANCIAL SERVICES, 8788 Stone Harbour Loop, Bradenton FL 34212, United States, 09/2025, Investment Advisor Representative, Additional location, NIR, 5 HR/MO - 20 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey L Alexander's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 1, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 117 Peoria Street, Washington, IL 61571RIA
CRD#: 134139
Bradenton, FL
Current
May 1, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 117 Peoria Street, Washington, IL 61571BD
CRD#: 39543
Washington, IL
Past
March 6, 2025 - May 16, 2025
LPL FINANCIAL LLC
RIA
CRD#: 6413
WASHINGTON, IL
Past
March 6, 2025 - May 16, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
WASHINGTON, IL
Past
August 11, 2021 - March 12, 2025
IC ADVISORY SERVICES, INC.
RIA
CRD#: 140190
WASHINGTON, IL
Past
August 11, 2021 - March 6, 2025
THE INVESTMENT CENTER, INC.
BD
CRD#: 17839
WASHINGTON, IL
Past
January 23, 2008 - December 31, 2010
UNITED SECURITIES ALLIANCE, INC.
RIA
CRD#: 36487
ENGLEWOOD, CO
Past
April 27, 2007 - December 31, 2007
UNITED SECURITIES ALLIANCE, INC.
RIA
CRD#: 36487
ENGLEWOOD, CO
Past
March 1, 2007 - August 18, 2021
OSAIC WEALTH, INC.
RIA
CRD#: 23131
WASHINGTON, IL
Past
March 1, 2007 - August 18, 2021
OSAIC WEALTH, INC.
BD
CRD#: 23131
WASHINGTON, IL
Past
June 24, 2003 - March 1, 2007
UNITED SECURITIES ALLIANCE, INC.
RIA
CRD#: 36487
WASHINGTON, IL
Past
June 24, 2003 - March 1, 2007
UNITED SECURITIES ALLIANCE, INC.
BD
CRD#: 36487
WASHINGTON, IL
Past
November 29, 1997 - June 27, 2003
CETERA ADVISORS LLC
RIA
CRD#: 10299
WASHINGTON, IL
Past
January 21, 1997 - June 27, 2003
CETERA ADVISORS LLC
BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Past
February 7, 1985 - June 17, 1997
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
CINCINNATI, OH
Past
June 27, 1984 - February 6, 1985
DREHER & ASSOCIATES, INC.
BD
CRD#: 8665
Past
May 17, 1982 - December 31, 1988
OSAIC FA, INC.
BD
CRD#: 3978
Past
May 17, 1982 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
BD
CRD#: 10293
Past
May 17, 1982 - September 7, 1989
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
July 15, 1974 - November 4, 1982
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 5496
Past
September 20, 1973 - May 26, 1982
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/1/2025)
RR
Colorado(5/1/2025)
RR
Connecticut(5/1/2025)
RR
Florida(5/1/2025)
IAR
Florida(9/9/2025)
RR
Georgia(5/1/2025)
RR
Illinois(5/1/2025)
IAR
Illinois(5/1/2025)
RR
Massachusetts(5/14/2025)
RR
Michigan(5/1/2025)
RR
Missouri(5/1/2025)
RR
Montana(6/12/2025)
RR
New Jersey(5/31/2025)
RR
North Carolina(5/1/2025)
RR
Ohio(5/1/2025)
RR
South Carolina(5/1/2025)
RR
Texas(5/1/2025)
IAR
Texas(5/1/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 9/15/1973
Registered Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
