JU
John L. Ulrich
CRESAP
Radnor, PA 19087
Some features on this profile are disabled
CRD#: 2775686
JU
Professional summary
John Leroycarre Ulrich III, who also goes by John Carae Lerdy Ulrich, is a registered financial advisor currently at CRESAP, INC. located in Radnor, Pennsylvania.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. John has worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Carae Lerdy Ulrich
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MERIDIAN ASSET FINANCE; YES, IR; MONTCLAIR, NJ; STRUCTURE ENERGY DEALS; DIRECTOR, SR. VP; 7/2011; 140 HOURS/MTH Oct 2015 - Vice President - BMT Asset Management 10 S Bryn Mawr Ave Bryn Mawr PA 19010 40 + hours per week January 2021 - As an employee of Bryn Mawr Trust (BMT), John may refer clients to other BMT departments included but not limited to wealth management, insurance, lending and deposit areas of BMT, and may receive discretionary compensation for these referrals.
CRS (Client Relationship Summary) - RIA
Click below to view John Leroycarre Ulrich III's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Leroycarre Ulrich III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 25, 2021 - Present
CRESAP, INC.
Office #1: 259 N Radnor Chester Rd Ste 140, Radnor, PA 19087RIA
BD
CRD#: 25899
Radnor, PA
Current
October 20, 2015 - Present
CRESAP, INC.
Office #1: 259 N Radnor Chester Rd Ste 140, Radnor, PA 19087RIA
BD
CRD#: 25899
Radnor, PA
Past
July 26, 2011 - June 26, 2015
MERIDIAN INVESTMENTS, INC.
BD
CRD#: 13225
MONTCLAIR, NJ
Past
April 21, 1998 - May 3, 2011
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CRESAP, INC.
CRESAP, INC.
CRD#: 25899 / SEC#: 801-79750, 8-42117
RIA
Registered Investment Advisory firm - SEC (6/9/2014 Approved)Pennsylvania
Registered Investment Advisory firm - SEC (9/15/2014 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/31/2017)
RR
Colorado(7/9/2019)
RR
Connecticut(4/27/2016)
RR
Delaware(7/9/2019)
RR
District of Columbia(9/25/2025)
RR
Florida(6/21/2016)
RR
Georgia(7/9/2019)
RR
Hawaii(6/26/2018)
RR
Illinois(10/14/2020)
RR
Louisiana(7/9/2019)
RR
Maine(7/9/2019)
RR
Maryland(7/9/2019)
RR
Massachusetts(7/9/2019)
RR
Missouri(4/9/2018)
RR
New Jersey(4/27/2016)
RR
New York(5/6/2019)
RR
North Carolina(7/9/2019)
RR
Ohio(7/9/2019)
RR
Oregon(9/9/2019)
RR
Pennsylvania(10/20/2015)
IAR
Pennsylvania(8/25/2021)
RR
South Carolina(11/13/2017)
RR
Texas(7/9/2019)
RR
Vermont(3/17/2025)
RR
Virginia(7/9/2019)
RR
Washington(1/7/2021)
RR
West Virginia(7/9/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CRESAP, INC.
CRESAP, INC.
CRD#: 25899 / SEC#: 801-79750, 8-42117
RIA
Registered Investment Advisory firm - SEC (6/9/2014 Approved)Pennsylvania
Registered Investment Advisory firm - SEC (9/15/2014 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
259 N. Radnor-chester Rd. Ste. 140 Ste 140, Radnor, PA 19087
Mailing Address
259 N. Radnor-chester Rd. Ste. 140, Radnor, PA 19087
Phone number
(610) 341-1320
Established
Pennsylvania since 12/07/1989
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
18
SEC notice filing (1 States and Territories)
FINRA licenses (44 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRESAP, MARK WINFIELD III | PRESIDENT/CHIEF COMPLIANCE OFFICER | 828898 |
Regulatory assets under management
| Total Number of Accounts | 595 |
| AUM (Assets Under Management) | $ 339,016,488 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
