Justin B. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Justin Benedict Murphy was a registered financial professional .
Justin is a previously registered financial professional and started their career in finance in 1996. Justin had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2024 - July 8, 2025
CEROS FINANCIAL SERVICES, INC.
June 4, 2024 - July 2, 2025
FLEXIBLE PLAN INVESTMENTS LTD
April 20, 2021 - June 3, 2024
PRINCIPAL SECURITIES, INC.
January 20, 2021 - June 3, 2024
PRINCIPAL SECURITIES, INC.
April 20, 2012 - August 15, 2019
VANGUARD MARKETING CORPORATION
April 26, 2000 - April 11, 2011
DAVIS DISTRIBUTORS, LLC
October 8, 1996 - April 12, 2000
DWS DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CEROS FINANCIAL SERVICES, INC.
CRD#: 37869 / SEC#: , 8-47955
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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