Susan L. Arnold
Professional summary
Susan Lynn Arnold, who also goes by Susan Lynn Loforte, is a registered financial advisor currently at ROFFMAN MILLER ASSOCIATES INC located in Philadelphia, Pennsylvania.
Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Susan has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 52, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Susan Lynn Arnold's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 15, 2008 - Present
ROFFMAN MILLER ASSOCIATES INC
Office #1: 1835 Market Street Suite 500, Philadelphia, PA 19103October 3, 2006 - August 12, 2008
TD AMERITRADE, INC.
October 3, 2006 - August 12, 2008
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
September 29, 2006 - August 12, 2008
TD AMERITRADE, INC.
July 15, 2005 - November 6, 2006
ROFFMAN MILLER ASSOCIATES INC
February 21, 1997 - January 3, 2005
CHARLES SCHWAB & CO., INC.
September 5, 1996 - February 10, 1997
AMERIPRISE ADVISOR SERVICES, INC.
Primary Firm SEC Registration
ROFFMAN MILLER ASSOCIATES INC
CRD#: 106019 / SEC#: 801-38491
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/15/2008)
Exams
Current Firm
ROFFMAN MILLER ASSOCIATES INC
CRD#: 106019 / SEC#: 801-38491
Contact information
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,563 |
| AUM (Assets Under Management) | $ 2,895,159,684 |
Red Flags
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