CF
Craig E. Friedrichsen
LPL ENTERPRISE
TOPEKA, KS 66614
Some features on this profile are disabled
CRD#: 2774629
CF
Professional summary
Craig Eugene Friedrichsen, CFP®, who also goes by Coach Craig, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in Topeka, Kansas.
Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Craig has worked at 5 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Coach Craig
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 12/03/2024- Gameplan Financial LLC- DBA for LPL Business (entity for LPL business)- inv. related - at reported business location(s)-start date 12/15/2023- 160hrs/mnth-160hrs during trading 2) 12/03/2024- MAVS LLC- Coach/ Sports/ Fitness-Youth volleyball coach for the MAVS LLC organization- not inv. related- at Lenexa, KS-start date 11/01/2016- 30hrs/mnth-0hrs during trading 3) 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)
CRS (Client Relationship Summary) - RIA
Click below to view Craig Eugene Friedrichsen's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Craig Eugene Friedrichsen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2000
Experience
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 5605 Sw Barrington Court S. Suite 201, Topeka, KS 66614RIA
BD
CRD#: 8733
TOPEKA, KS
Current
November 14, 2024 - Present
LPL ENTERPRISE, LLC
Office #1: 5605 Sw Barrington Court S. Suite 201, Topeka, KS 66614RIA
BD
CRD#: 8733
TOPEKA, KS
Past
December 22, 2020 - November 14, 2024
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Topeka, KS
Past
December 22, 2020 - November 14, 2024
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Topeka, KS
Past
October 20, 2008 - December 18, 2020
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
TOPEKA, KS
Past
October 9, 2008 - December 18, 2020
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
TOPEKA, KS
Past
December 15, 2005 - October 15, 2008
AMERIPRISE ADVISOR SERVICES, INC.
RIA
CRD#: 5979
OVERLAND PARK, KS
Past
December 15, 2005 - October 15, 2008
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
OVERLAND PARK, KS
Past
February 13, 2003 - December 16, 2005
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
TOPEKA, KS
Past
July 23, 1996 - December 16, 2005
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
WINDSOR, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/14/2024)
RR
Colorado(11/14/2024)
RR
District of Columbia(11/14/2024)
RR
Indiana(11/14/2024)
RR
Iowa(11/14/2024)
RR
Kansas(11/14/2024)
IAR
Kansas(11/14/2024)
RR
Missouri(11/14/2024)
IAR
Missouri(11/14/2024)
RR
Nebraska(7/29/2025)
RR
New Hampshire(8/11/2025)
RR
New York(11/14/2024)
RR
North Carolina(11/14/2024)
RR
North Dakota(11/14/2024)
RR
Texas(11/14/2024)
IAR
Texas(11/14/2024)
RR
Washington(11/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
1055 Lpl Way, Fort Mill, SC 29715
Phone number
(704) 733-3300
Established
Delaware since 05/25/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
4,650
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORRISON, STEVEN PHILIP | SECRETARY | 4529345 |
| SHEEHAN, RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | 3096567 |
Regulatory assets under management
| Total Number of Accounts | 114,002 |
| AUM (Assets Under Management) | $ 18,862,098,900 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
