Anthony C. Valencourt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Charles Valencourt, who also goes by Tony Valencourt, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1996. Anthony had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2007 - August 9, 2017
GB CAPITAL MARKETS LLC
April 24, 2006 - October 19, 2007
GILL AND ROESER HOLDINGS, INC.
May 8, 2003 - March 8, 2005
HSBC SECURITIES (USA) INC.
December 17, 1996 - March 27, 2001
COMMERZ MARKETS LLC
September 13, 1996 - December 17, 1996
DRESDNER SECURITIES (USA) INC.
State Registrations and Notice Filings
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Exams
Current Firm
GB CAPITAL MARKETS LLC
CRD#: 25591 / SEC#: , 8-41854
Contact information
FINRA licenses (10 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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