JR
Joseph P. Roop
COPPELL ADVISORY SOLUTIONS LLC
Belmont, NC 28012
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CRD#: 2774470
JR
Professional summary
Joseph Patrick Roop, who also goes by Joepat Roop, is a registered financial advisor currently at COPPELL ADVISORY SOLUTIONS LLC located in Belmont, North Carolina.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Joseph has worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joepat Roop
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) GLENWAY LLC; N-I-R;217 GLENWAY, BELMONT, NC, 28012; COMMERCIAL REAL ESTATE; 50% OWNER; S/D:10/01/07; HRS/MONTH:0; DURING TRADING HRS:0; NO DUTIES. 2) BELMONT CAPITAL ADVISORS, INC. NON INVESTMENT RELATED PO BOX 352 BELMONT NC 28012. NATURE OF BUSINESS INSURANCE PRODUCTS, POSITION: PRESIDENT STARTED MARCH 2009. APPX HOURS PER MONTH 100. ZERO HOURS FOR INVESTMENT/SECURITIES. 3) 2520-A RENTAL PROPERTY, OWNER, <1 HOUR/WEEK 4) BLACK WATER INC, FIXED INSURANCE BUSINESS, 5 HOURS PER MONTH, NONE DURING TRADING HOURS 5) FIRST PRESBYTERIAN CHURCH POSITION: Deacon NATURE: Offer worship services and recruit new members INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/21/2016 ADDRESS: 102 S Central ave, Belmont NC 28012, United States DESCRIPTION: Pray, Greet, and assist with assigned responsibilities for the deacon board. 6) DBA: JOEPAT ROOP 7) Belmont Wealth Advisors, LLC (currently inactive), non-Investment Related, 123 North Main Street Belmont NC 28012, Nature of Business owner of company, Position: Owner, Started January 2021, 0 hours a month during securities trading hours, owner of Belmont Wealth Advisors, LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Patrick Roop's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 2, 2022 - Present
COPPELL ADVISORY SOLUTIONS LLC
Office #1: 123 N Main St, Belmont, NC 28012RIA
CRD#: 156549
Belmont, NC
Past
October 18, 2019 - September 21, 2021
DEMPSEY LORD SMITH, LLC
RIA
CRD#: 141238
Belmont, NC
Past
July 22, 2019 - September 21, 2021
DEMPSEY LORD SMITH, LLC
BD
CRD#: 141238
Belmont, NC
Past
April 2, 2009 - July 22, 2019
KALOS MANAGEMENT
RIA
CRD#: 133025
BELMONT, NC
Past
April 1, 2009 - July 22, 2019
KALOS CAPITAL, INC.
BD
CRD#: 44337
BELMONT, NC
Past
May 23, 2008 - April 3, 2009
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
BELMONT, NC
Past
May 23, 2008 - April 3, 2009
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
BELMONT, NC
Past
December 10, 2004 - May 28, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
CHARLOTTE, NC
Past
December 10, 2004 - May 28, 2008
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
CHARLOTTE, NC
Past
December 31, 2001 - December 15, 2004
LEGG MASON WOOD WALKER, INCORPORATED
RIA
CRD#: 6555
CHARLOTTE, NC
Past
December 18, 2000 - December 15, 2004
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
BALTIMORE, MD
Past
November 9, 1998 - December 31, 2000
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
August 20, 1996 - November 9, 1998
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
COPPELL ADVISORY SOLUTIONS LLC
C&N WEALTH MANAGEMENT | MACH 1 FINANCIAL GROUP | IAMS WEALTH MANAGEMENT | FUSION INVESTMENT ADVISORS, LLC | FUSION INVESTMENT ADVISORS LLC | FUSION INVESTMENT ADVISORS | FUSION CAPITAL MANAGEMENT | ELITE INVESTMENT TEAM LLC | COPPELL ADVISORY SOLUTIONS, LLC | COPPELL ADVISORY SOLUTIONS LLC
CRD#: 156549 / SEC#: 801-72171
RIA
Registered Investment Advisory firm - (2/28/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(9/12/2022)
IAR
North Carolina(3/2/2022)
IAR
Texas(9/8/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/8/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 4/8/2024
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CA
COPPELL ADVISORY SOLUTIONS LLC
C&N WEALTH MANAGEMENT | MACH 1 FINANCIAL GROUP | IAMS WEALTH MANAGEMENT | FUSION INVESTMENT ADVISORS, LLC | FUSION INVESTMENT ADVISORS LLC | FUSION INVESTMENT ADVISORS | FUSION CAPITAL MANAGEMENT | ELITE INVESTMENT TEAM LLC | COPPELL ADVISORY SOLUTIONS, LLC | COPPELL ADVISORY SOLUTIONS LLC
CRD#: 156549 / SEC#: 801-72171
RIA
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Contact information
Main Address
9111 Cypress Waters Blvd Suite 140, Dallas, TX 75019
Mailing Address
Phone number
(817) 888-8020
Established
Firm type
Fiscal year end
# of Employees
77
SEC notice filing (50 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,334 |
| AUM (Assets Under Management) | $ 1,077,958,560 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
