Jon C. Laforce
Professional summary
Jon Christopher Laforce is a registered financial professional currently at VOYA FINANCIAL PARTNERS, LLC located in Windsor, Connecticut.
Jon is registered as a RR (Registered Representative) and started their career in finance in 1996. Jon has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jon Christopher Laforce's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 2, 2016 - Present
VOYA FINANCIAL PARTNERS, LLC
Office #1: One Orange Way, Windsor, CT 06095February 23, 2012 - December 5, 2016
VOYA FINANCIAL ADVISORS, INC.
November 16, 2000 - February 24, 2012
VOYA FINANCIAL PARTNERS, LLC
October 1, 2000 - November 7, 2000
WELLS FARGO CLEARING SERVICES, LLC
September 17, 1998 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
May 1, 1997 - July 24, 1998
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
August 2, 1996 - February 24, 1997
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/6/2024)
(9/9/2016)
Exams
FINRA
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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