Paul A. Jeanne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Andrew Jeanne, who also goes by Andy Jeanne, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1996. Paul had worked at 6 firms and has passed the Series 99TO, Series 7TO, SIE, Series 52, Series 16, Series 62, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2021 - August 30, 2023
T. ROWE PRICE INVESTMENT SERVICES, INC.
July 1, 2003 - January 10, 2020
WELLS FARGO SECURITIES, LLC
January 5, 2001 - July 1, 2003
WELLS FARGO CLEARING SERVICES, LLC
June 7, 1999 - July 6, 2000
DEUTSCHE BANK SECURITIES INC.
September 1, 1997 - June 7, 1999
DB ALEX. BROWN LLC
September 5, 1996 - September 1, 1997
ALEX. BROWN & SONS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 11/26/2018
General Securities Representative ExaminationSeries 62
Date: 9/4/1996
Corporate Securities Limited Representative ExaminationCurrent Firm
T. ROWE PRICE INVESTMENT SERVICES, INC.
CRD#: 8348 / SEC#: , 8-25130
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T. ROWE PRICE ASSOCIATES, INC. | SHAREHOLDER | |
| BROWN, ANNE WHITESCARVER | VICE PRESIDENT/DIRECTOR | 2396529 |
| COYNE, TIMOTHY JOHN | DIRECTOR | 2096849 |
| HERR, DAVID J | VICE PRESIDENT/DIRECTOR | 7659903 |
| KORENMAN, PHILLIP | PRESIDENT/DIRECTOR/CHAIRMAN OF THE BOARD | 4531831 |
| MUMFORD, STEPHANIE PETERS | VICE PRESIDENT/CCO | 2725261 |
| NEWMAN, CHRISTOPHER CUDDY | VICE PRESIDENT/DIRECTOR | 2037516 |
| NYCE, BRITTON | VICE PRESIDENT/CONTROLLER | 7313600 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 3 |
Red Flags
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