LL
Linda P. Lewis
LEWIS FINANCIAL MANAGEMENT
Raleigh, NC 27609
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CRD#: 2774348
LL
Professional summary
Linda Perez Lewis is a registered financial advisor currently at LEWIS FINANCIAL MANAGEMENT, LLC located in Raleigh, North Carolina and THE STRATEGIC FINANCIAL ALLIANCE, INC. located in Raleigh, North Carolina.
Linda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Linda has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
-1- LEWIS FINANCIAL MANAGEMENT, LLC - INVESTMENT RELATED; 1611 EAST MILLBROOK ROAD RALEIGH, NC 27609; REGISTERED INVESTMENT ADVISER; PARTNER; 03/04/2003; 120 HOURS/MONTH, 110 DURING TRADING; CLIENT SERVICES AND ADMINISTRATIVE FUNCTIONS. -2- "MONEY MATTERS WITH THE LEWIS FAMILY" ON WPTF - AM 680; INVESTMENT RELATED; 3012 HIGHWOODS BLVD SUITE 200, WPTF AM 680, RALEIGH NC 27604; BUSINESS, MARKETING; RADIO HOST; 07/1990; 12 HOURS/MONTH, 0 DURING TRADING; ANSWER LISTENER QUESTIONS CONCERNING TAX, INVESTMENT, ESTATE, CASH-FLOW, RETIREMENT, AND OTHER MONEY MATTERS.
CRS (Client Relationship Summary) - RIA
Click below to view Linda Perez Lewis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 31, 2001 - Present
LEWIS FINANCIAL MANAGEMENT, LLC
Office #1: 1611 East Millbrook Road, Raleigh, NC 27609RIA
CRD#: 116344
Raleigh, NC
Current
March 15, 2013 - Present
THE STRATEGIC FINANCIAL ALLIANCE, INC.
Office #1: 1611 East Millbrook Road, Raleigh, NC 27609RIA
BD
CRD#: 126514
Raleigh, NC
Past
July 30, 1996 - April 12, 2013
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
RALEIGH, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LF
LEWIS FINANCIAL MANAGEMENT, LLC
LEWIS FINANCIAL MANAGEMENT, LLC
CRD#: 116344 / SEC#: 801-60666
RIA
Registered Investment Advisory firm - (10/5/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(5/3/2024)
RR
California(5/3/2024)
RR
Colorado(5/3/2024)
RR
Florida(5/3/2024)
RR
Georgia(5/3/2024)
RR
Indiana(5/3/2024)
RR
Kansas(5/3/2024)
RR
Louisiana(5/3/2024)
RR
Maryland(5/3/2024)
RR
Massachusetts(5/3/2024)
RR
Michigan(5/3/2024)
RR
Missouri(5/3/2024)
RR
New York(5/3/2024)
IAR
North Carolina(12/31/2001)
RR
North Carolina(3/15/2013)
RR
Ohio(5/5/2024)
RR
Oregon(5/3/2024)
RR
Pennsylvania(5/3/2024)
RR
South Carolina(5/3/2024)
RR
South Dakota(5/3/2024)
RR
Texas(5/3/2024)
RR
Virginia(5/3/2024)
RR
Washington(5/3/2024)
RR
Wisconsin(5/3/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LF
LEWIS FINANCIAL MANAGEMENT, LLC
LEWIS FINANCIAL MANAGEMENT, LLC
CRD#: 116344 / SEC#: 801-60666
RIA
Registered Investment Advisory firm - (10/5/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1611 East Millbrook Road, Raleigh, NC 27609
Mailing Address
Phone number
(919) 872-7000
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 128 |
| AUM (Assets Under Management) | $ 431,163,158 |
Red Flags
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Company Information
LEWIS FINANCIAL MANAGEMENT, LLC
CRD#: 116344Raleigh, NC 27609TRUST BUT VERIFY
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Contact information
xxxxx@xxxx.xxx
