Helen H. Yoon
Professional summary
Helen Hye Min Yoon, who also goes by Helen Hye Min Kim, Helen Min Kim, Helen Yoon, is a registered financial professional currently at SPC CAPITAL MARKETS LLC located in Greenwich, Connecticut.
Helen is registered as a RR (Registered Representative) and started their career in finance in 2002. Helen has worked at 3 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Helen Hye Min Yoon's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 4, 2020 - Present
SPC CAPITAL MARKETS LLC
Office #1: 20 Horseneck Lane First Floor, Greenwich, CT 06830November 4, 2013 - May 4, 2018
DEUTSCHE BANK SECURITIES INC.
November 21, 2002 - September 9, 2008
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/21/2020)
(4/6/2020)
Exams
FINRA
Current Firm
SPC CAPITAL MARKETS LLC
CRD#: 304381 / SEC#: , 8-70350
Contact information
FINRA licenses (49 States and Territories)
Documents
Red Flags
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