Stanislav Finelt
Professional summary
Stanislav Finelt, who also goes by Stanislau Finelt, Stas Finelt, Stan Finelt, is a registered financial professional currently at AVATAR SECURITIES, LLC located in New York, New York.
Stanislav is registered as a RR (Registered Representative) and started their career in finance in 1996. Stanislav has worked at 10 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stanislav Finelt's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 10, 2019 - Present
AVATAR SECURITIES, LLC
Office #1: 148 Madison Ave 5th Floor, New York, NY 10016February 1, 2011 - May 1, 2012
AKAP, LLC
April 23, 2009 - August 13, 2009
SEG CAPITAL L.L.C.
December 12, 2007 - December 1, 2010
ADVANCED TRADING PARTNERS, LLC
April 24, 2006 - September 18, 2007
DIMENSION BROKERAGE, LLC
March 3, 2003 - July 14, 2005
FIS BROKERAGE & SECURITIES SERVICES LLC
October 16, 2002 - March 3, 2003
RUMSON CAPITAL, LLC
February 8, 2002 - October 4, 2002
ICAP/INVESTMENT SERVICES AND TRADING, LLC
June 28, 2001 - February 27, 2002
RUMSON CAPITAL, LLC
February 26, 2001 - July 31, 2001
WORLDCO, L.L.C.
June 6, 2000 - February 21, 2001
RUMSON CAPITAL, LLC
July 30, 1996 - June 23, 1998
INSTITUTIONAL EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 4/10/2019
Securities Trader ExamSeries 55
Date: 7/13/2000
Limited Representative-Equity Trader ExamFINRA
Nasdaq PHLX LLC
Current Firm
AVATAR SECURITIES, LLC
CRD#: 147763 / SEC#: , 8-67932
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AVATAR TRADING GROUP, LLC | HOLDING CO. | |
| DEETER, MISHA BODHI | MEMBER | 5132163 |
| BROWSKI, ANDREW CHARLES | CHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER | 5778834 |
| HOLLAND, RAYMOND F | CO-MANAGING MEMBER | 5509397 |
| KATHWARI, OMAR FAROOQ | CO-MANAGING MEMBER | 5509343 |
| SLOAN NOWAK, JACQUELINE LEE | FINOP/PRINCIPAL FINANCIAL OFFICER | 2717305 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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