Michael F. Forsythe

SAGETRADER

Englewood, NJ 07631

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CRD#: 2772933

Professional summary

Michael Francis Forsythe is a registered financial professional currently at SAGETRADER, LLC located in Englewood, New Jersey.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 9 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 25, Series 3, Series 55, Series 7, Series 6, Series 24, Series 4, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Francis Forsythe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 20, 2023 - Present

SAGETRADER, LLC

Office #1: 282 Grand Avenue Suite #2, Englewood, NJ 07631Office #2: 282 Grand Avenue Suite #2, Englewood, NJ 07631

CRD#: 137862

Englewood, NJ

Past

August 24, 2020 - October 14, 2022

PRECISION SECURITIES, LLC

CRD#: 103976

DEL MAR, CA

Past

August 24, 2020 - January 17, 2023

CLEAR STREET LLC

CRD#: 288933

NEW YORK, NY

Past

July 18, 2013 - September 1, 2020

SAGETRADER, LLC

CRD#: 137862

SAN FRANCISCO, CA

Past

June 29, 2012 - May 22, 2013

MAREX CAPITAL MARKETS INC.

CRD#: 161014

NEW YORK, NY

Past

January 20, 2010 - December 5, 2011

MF GLOBAL INC.

CRD#: 6731

NEW YORK, NY

Past

January 1, 2007 - January 12, 2010

NEWEDGE USA, LLC

CRD#: 36118

NEW YORK, NY

Past

July 1, 2005 - January 2, 2007

FIMAT PREFERRED LLC

CRD#: 135680

NEW YORK, NY

Past

April 10, 2000 - July 1, 2005

PREFERREDTRADE, INC.

CRD#: 10993

SAN FRANCISCO, CA

Past

January 1, 1997 - September 3, 1999

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/23/2025)

Alaska
(5/8/2025)

Arizona
(5/20/2025)

Arkansas
(3/17/2025)

California
(1/20/2023)

Colorado
(3/11/2025)

Connecticut
(2/24/2025)

Delaware
(4/9/2025)

District of Columbia
(3/11/2025)

Florida
(3/11/2024)

Georgia
(2/14/2025)

Hawaii
(3/11/2025)

Idaho
(4/29/2025)

Illinois
(3/11/2024)

Iowa
(4/25/2025)

Kansas
(4/25/2025)

Kentucky
(4/10/2025)

Louisiana
(4/7/2025)

Maine
(4/22/2025)

Maryland
(5/22/2025)

Massachusetts
(3/11/2024)

Michigan
(4/10/2025)

Minnesota
(4/23/2025)

Mississippi
(4/30/2025)

Montana
(8/6/2025)

Nebraska
(5/16/2025)

Nevada
(12/3/2024)

New Hampshire
(6/24/2025)

New Jersey
(3/11/2024)

New Mexico
(4/25/2025)

New York
(1/20/2023)

North Carolina
(2/20/2025)

Ohio
(2/27/2025)

Oklahoma
(4/25/2025)

Oregon
(4/16/2025)

Pennsylvania
(3/11/2024)

Puerto Rico
(4/2/2025)

Rhode Island
(4/3/2025)

South Carolina
(4/16/2025)

South Dakota
(5/7/2025)

Tennessee
(3/27/2025)

Texas
(3/11/2024)

Utah
(4/25/2025)

Virgin Islands
(5/12/2025)

Virginia
(3/8/2025)

Washington
(4/7/2025)

West Virginia
(5/21/2025)

Wisconsin
(5/1/2025)

Exams

State Security Law Exam

Series 63

Date: 8/18/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 25

Date: 4/6/2004

NYSE Trading Assistant Examination

General Industry/Product Exam

Series 3

Date: 6/6/2003

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 8/21/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/25/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/27/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/30/2005

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 3/26/2003

Registered Options Principal Examination

Principal/Supervisory Exam

Series 9

Date: 7/31/2001

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 4/26/2001

General Securities Sales Supervisor - General Module Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

MIAX PEARL, LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq BX, Inc.

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

Current Firm

SAGETRADER, LLC

BRIDGE INVESTMENT ADVISORS LLC | VT BROKERS, LLC | SAGETRADER, LLC

CRD#: 137862 / SEC#: , 8-67169

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

282 Grand Avenue Suite #2, Englewood, NJ 07631

Mailing Address

282 Grand Avenue Suite #2, Englewood, NJ 07631

Phone number

(646) 837-0050

Established

Delaware since 09/29/2003

Firm type

Limited Liability Company

Fiscal year end

September

Firm Size

Small

# of Employees

FINRA licenses (50 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
BOGERT INVESTMENTS LLC	SOLE MEMBER
FORSYTHE, MICHAEL FRANCIS	CEO	2772933
PETERS, ROBERT WILLIAM	FINOP	1704577
STIPANICH, RYAN CHARLES	CHIEF COMPLIANCE OFFICER	5053220

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael F. Forsythe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Francis Forsythe's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRECISION SECURITIES, LLC

CLEAR STREET LLC

SAGETRADER, LLC

MAREX CAPITAL MARKETS INC.

MF GLOBAL INC.

NEWEDGE USA, LLC

FIMAT PREFERRED LLC

PREFERREDTRADE, INC.

FIDELITY DISTRIBUTORS COMPANY LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/18/1997

Series 57TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 25

Date: 4/6/2004

Series 3

Date: 6/6/2003

Series 55

Date: 8/21/2000

Series 7

Date: 5/25/1999

Series 6

Date: 12/27/1996

Series 24

Date: 9/30/2005

Series 4

Date: 3/26/2003

Series 9

Date: 7/31/2001

Series 10

Date: 4/26/2001

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

FINRA

MIAX PEARL, LLC

NYSE Arca, Inc.

Nasdaq BX, Inc.

Nasdaq PHLX LLC

Nasdaq Stock Market

Current Firm

SAGETRADER, LLC

Contact information

FINRA licenses (50 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SAGETRADER, LLC

TRUST BUT VERIFY

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