Arash J. Assadzadeh
Professional summary
Arash John Assadzadeh, who also goes by A John Assad, John Assad, Arash Assadzadeh, John Assadzadeh, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Alpharetta, Georgia and TRUIST INVESTMENT SERVICES, INC. located in Alpharetta, Georgia.
Arash is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Arash has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Arash John Assadzadeh's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 30, 2016 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 2520 Northwinds Pkwy Fl 4, Alpharetta, GA 30009December 5, 2014 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 2520 Northwinds Pkwy Fl 4, Alpharetta, GA 30009December 8, 2014 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
October 1, 2000 - December 10, 2014
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2000 - December 10, 2014
WELLS FARGO CLEARING SERVICES, LLC
November 8, 1999 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
January 1, 1999 - October 18, 1999
WAMU INVESTMENTS, INC.
February 20, 1998 - January 1, 1999
GRIFFIN FINANCIAL SERVICES
June 11, 1997 - March 9, 1998
FIMCO SECURITIES GROUP, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/11/2017)
(12/16/2014)
(4/6/2016)
(10/8/2019)
(5/5/2023)
(12/10/2014)
(12/8/2014)
(8/30/2016)
(12/15/2014)
(1/14/2025)
(2/18/2019)
(6/9/2017)
(8/2/2018)
(9/6/2018)
(1/29/2020)
(10/26/2021)
(4/6/2016)
(11/17/2017)
(7/27/2023)
(4/15/2022)
(9/16/2025)
(12/12/2014)
(12/9/2014)
(11/26/2019)
(4/2/2019)
(4/6/2020)
(2/10/2017)
(12/8/2014)
(10/11/2016)
(3/13/2017)
(9/6/2017)
(3/15/2018)
(12/1/2022)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
