John E. Christmas
Professional summary
John Edward Christmas is a registered financial professional currently at HPS SECURITIES, LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1997. John has worked at 10 firms and has passed the Series 63, Series 99TO, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Edward Christmas's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 11, 2023 - Present
HPS SECURITIES, LLC
Office #1: 40 West 57th Street 33rd Floor, New York, NY 10019August 18, 2010 - February 28, 2018
J.P. MORGAN SECURITIES LLC
October 21, 2008 - February 8, 2010
SUSQUEHANNA FINANCIAL GROUP, LLLP
May 1, 2008 - October 20, 2008
H.C.WAINWRIGHT & CO., LLC
January 14, 2008 - March 10, 2008
OPPENHEIMER & CO. INC.
September 14, 2006 - January 14, 2008
CIBC WORLD MARKETS CORP.
May 1, 2001 - July 25, 2006
J.P. MORGAN SECURITIES INC.
September 25, 2000 - May 1, 2001
JPMSI
November 11, 1997 - August 31, 2000
B. RILEY SECURITIES, INC.
February 5, 1997 - June 18, 1997
ICAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 99TO
Date: 4/11/2023
Operations Professional ExaminationFINRA
Current Firm
HPS SECURITIES, LLC
CRD#: 319197 / SEC#: , 8-70910
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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