Louis C. Fancher
Professional summary
Louis Clay Fancher III, CFP®, ChFC®, CLU®, who also goes by Louis Clay Fancher, is a registered financial advisor currently at 46 PEAKS INVESTMENT ADVISORY GROUP located in Newtown, Pennsylvania.
Louis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Louis has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Louis Clay Fancher III's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1999
Experience
February 14, 2020 - Present
46 PEAKS INVESTMENT ADVISORY GROUP
Office #1: 760 Newtown Yardley Road Suite 114, Newtown, PA 18940April 2, 2012 - February 10, 2020
M HOLDINGS SECURITIES, INC.
November 14, 2002 - March 4, 2020
KB FINANCIAL PARTNERS, LLC
January 10, 1997 - April 12, 2012
EQUITABLE ADVISORS, LLC
July 17, 1996 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
July 17, 1996 - April 12, 2012
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
46 PEAKS INVESTMENT ADVISORY GROUP
CRD#: 306902 / SEC#: 801-117945
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/14/2020)
(3/5/2020)
Exams
Current Firm
46 PEAKS INVESTMENT ADVISORY GROUP
CRD#: 306902 / SEC#: 801-117945
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 402 |
| AUM (Assets Under Management) | $ 212,315,745 |
Red Flags
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