Patrick J. Mclaughlin
Professional summary
Patrick John Mclaughlin is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Sacramento, California and CETERA ADVISORS LLC located in Sacramento, California.
Patrick is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Patrick has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Patrick John Mclaughlin's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 12, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1817 Maryal Drive Suite 200, Sacramento, CA 95864Office #2: 2377 Gold Meadow Way Ste 100, Gold River, CA 95670September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 1817 Maryal Drive Suite 200, Sacramento, CA 95864Office #2: 2377 Gold Meadow Way Ste 100, Gold River, CA 95670July 2, 2012 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
December 18, 2006 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
March 12, 2004 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
November 21, 2002 - March 25, 2004
QUICK & REILLY, INC.
July 3, 2002 - March 25, 2004
QUICK & REILLY, INC.
September 5, 2000 - July 10, 2002
CITIGROUP GLOBAL MARKETS INC.
August 28, 2000 - July 10, 2002
CITIGROUP GLOBAL MARKETS INC.
September 4, 1996 - September 13, 2000
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/8/2022)
(9/8/2022)
(11/12/2020)
(9/8/2022)
(9/8/2022)
(9/8/2022)
(9/8/2022)
(3/22/2023)
(9/8/2022)
(9/8/2022)
(10/27/2025)
(9/8/2022)
(6/16/2025)
(9/8/2022)
(9/8/2022)
(9/8/2022)
(11/12/2020)
(9/8/2022)
(9/8/2022)
(9/8/2022)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Sacramento, CA 95864TRUST BUT VERIFY
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