Karim M. Ghachem
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karim M Ghachem, who also goes by Karim Ghachem, was a registered financial professional .
Karim is a previously registered financial professional and started their career in finance in 1996. Karim had worked at 8 firms and has passed the Series 63, Series 65, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2021 - October 20, 2025
MAN INVESTMENTS INC.
November 23, 2011 - March 8, 2012
AEGIS CAPITAL CORP.
June 9, 2006 - December 24, 2009
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
July 3, 2003 - May 3, 2006
CREDIT AGRICOLE SECURITIES (USA) INC.
August 29, 2001 - June 20, 2003
BROWN BROTHERS HARRIMAN & CO.
April 14, 2000 - August 24, 2001
UBS FINANCIAL SERVICES INC.
January 25, 1999 - June 14, 2000
CHASE INVESTMENT SERVICES CORP.
August 27, 1996 - July 8, 1997
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MAN INVESTMENTS INC.
CRD#: 15770 / SEC#: , 8-32575
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
