JR
Jason A. Rockman
PACKERLAND BROKERAGE SERVICES
Belton, MO 64012
Some features on this profile are disabled
CRD#: 2771722
JR
Professional summary
Jason Allen Rockman is a registered financial advisor currently at PACKERLAND BROKERAGE SERVICES, INC. located in Belton, Missouri.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Jason has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. COMMON SENSE FINANCIAL GROUP-Y-BELTON, MO-INSURANCE AGENCY-AGENT-06/2017-80-80-SELL FIXED INSURANCE, LTC, SECURITIES, AND DISABILITY.
CRS (Client Relationship Summary) - RIA
Click below to view Jason Allen Rockman's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jason Allen Rockman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2023 - Present
PACKERLAND BROKERAGE SERVICES, INC.
Office #1: 115 West Markey Road , Belton, MO 64012RIA
BD
CRD#: 37031
Belton, MO
Current
January 6, 2023 - Present
PACKERLAND BROKERAGE SERVICES, INC.
Office #1: 115 West Markey Road , Belton, MO 64012RIA
BD
CRD#: 37031
Belton, MO
Past
June 8, 2017 - January 5, 2023
BFC PLANNING, INC.
RIA
CRD#: 119682
Belton, MO
Past
June 8, 2017 - January 5, 2023
SECURITIES MANAGEMENT & RESEARCH, INC.
BD
CRD#: 759
Belton, MO
Past
March 21, 2013 - May 1, 2017
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
Overland Park, KS
Past
March 21, 2013 - May 1, 2017
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
Overland Park, KS
Past
July 25, 2011 - December 31, 2012
CREATIVEONE SECURITIES, LLC
RIA
CRD#: 152974
LEAWOOD, KS
Past
November 23, 2010 - December 31, 2012
CREATIVEONE SECURITIES, LLC
BD
CRD#: 152974
LEAWOOD, KS
Past
April 25, 2007 - March 29, 2010
INVESTMENT ADVISORS CORP
RIA
CRD#: 117531
WEST DES MOINES, IA
Past
April 25, 2007 - March 29, 2010
BROKER DEALER FINANCIAL SERVICES CORP.
BD
CRD#: 8073
LEAWOOD, KS
Past
January 31, 2006 - April 26, 2007
SII INVESTMENTS, INC.
RIA
CRD#: 2225
OVERLAND PARK, KS
Past
January 15, 2002 - April 26, 2007
SII INVESTMENTS, INC.
BD
CRD#: 2225
OVERLAND PARK, KS
Past
November 15, 1999 - January 11, 2002
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
LINCOLN, NE
Past
May 1, 1997 - April 20, 1999
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
EL SEGUNDO, CA
Past
July 17, 1996 - April 14, 1997
BROKER DEALER FINANCIAL SERVICES CORP.
BD
CRD#: 8073
WEST DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PB
PACKERLAND BROKERAGE SERVICES, INC.
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031 / SEC#: 801-74927, 8-47572
RIA
Registered Investment Advisory firm - SEC (5/1/2012 Approved)Arizona
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Arkansas
Registered Investment Advisory firm - SEC (2/27/2009 Terminated)California
Registered Investment Advisory firm - SEC (5/22/2012 Terminated)Florida
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Illinois
Registered Investment Advisory firm - SEC (5/1/2012 Terminated)Indiana
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Iowa
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Kansas
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Minnesota
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Montana
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)New Jersey
Registered Investment Advisory firm - SEC (9/27/2012 Terminated)North Carolina
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Ohio
Registered Investment Advisory firm - SEC (5/10/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/31/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/6/2023)
RR
Arkansas(9/8/2025)
RR
California(1/24/2024)
IAR
California(1/24/2024)
RR
Colorado(1/6/2023)
RR
Illinois(1/6/2023)
RR
Indiana(1/6/2023)
RR
Iowa(1/6/2023)
RR
Kansas(1/6/2023)
RR
Minnesota(1/6/2023)
RR
Missouri(1/6/2023)
IAR
Missouri(1/6/2023)
RR
Nebraska(1/6/2023)
RR
Nevada(5/28/2024)
IAR
Nevada(5/28/2024)
RR
North Dakota(1/6/2023)
RR
Oregon(9/17/2025)
RR
South Dakota(1/6/2023)
RR
Wisconsin(1/6/2023)
RR
Wyoming(8/15/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PB
PACKERLAND BROKERAGE SERVICES, INC.
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031 / SEC#: 801-74927, 8-47572
RIA
Registered Investment Advisory firm - SEC (5/1/2012 Approved)Arizona
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Arkansas
Registered Investment Advisory firm - SEC (2/27/2009 Terminated)California
Registered Investment Advisory firm - SEC (5/22/2012 Terminated)Florida
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Illinois
Registered Investment Advisory firm - SEC (5/1/2012 Terminated)Indiana
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Iowa
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Kansas
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Minnesota
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Montana
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)New Jersey
Registered Investment Advisory firm - SEC (9/27/2012 Terminated)North Carolina
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Ohio
Registered Investment Advisory firm - SEC (5/10/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/31/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
432 Security Blvd. Ste. 101, Green Bay, WI 54313-9709
Mailing Address
432 Security Blvd., Green Bay, WI 54313
Phone number
(920) 662-9500
Established
Wisconsin since 07/11/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
286
SEC notice filing (47 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KELLY, ZACHARY P | DIRECTOR, SHAREHOLDER, CEO, BOARD PRESIDENT & SECRETARY | 5263665 |
| VAN ESS, WILLIAM SCOTT | DIRECTOR, SHAREHOLDER, CHAIRMAN OF THE BOARD | 1929840 |
| WESTENBERG, STEVEN G | DIRECTOR, SHAREHOLDER, VICE CHAIRMAN , TREASURER | 2440924 |
| BOSTWICK, KAREN P | SHAREHOLDER | 2643853 |
| DOELGER, AARON ANDREW | SHAREHOLDER, CHIEF COMPLIANCE OFFICER | 4357639 |
Regulatory assets under management
| Total Number of Accounts | 4,245 |
| AUM (Assets Under Management) | $ 909,478,703 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
