Dave A. Buchanan

CREATIVEONE WEALTH

Lincoln, NE 68512

Some features on this profile are disabled

CRD#: 2771420

Professional summary

Dave Alan Buchanan, who also goes by Dave A Buchanan, is a registered financial advisor currently at CREATIVEONE WEALTH, LLC located in Lincoln, Nebraska.

Dave is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Dave has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dave A Buchanan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CONSERVATIVE INVESTMENT SPECIALISTS: 8700 EXECUTIVE WOODS, DR. SUITE 200, LINCOLN, NE 68512; OWNER; IS A TAX ENTITY FOR INSURANCE BUSINESS TO BE PAID. CONSERVATIVE INVESTMENT SPECIALISTS NAME WILL NOT BE USED IN ANY MARKETING, CORRESPONDENCE OR FOR ANY OTHER REASON THAN TO USE THE TAX ID NUMBER. 1+ HOURS/MONTH. 1+ HOURS/MONTH DURING TRADING. START 12/2003 D.B.A TRINITY FINANCIAL GROUP; 8700 EXECUTIVE WOODS DR., SUITE 200, LINCOLN, NE 68512. RETIREMENT PLANNING, INVESTMENT SERVICES AND INSURANCE MARKETING. 1+ HOURS/MONTH. 1+ HOURS/MONTH DURING TRADING. START 09/2016. SELF EMPLOYED INSURANCE AGENT: INVESTMENT RELATED. INSURANCE AGENT. 8700 EXECUTIVE WOODS DR. SUITE 200, LINCOLN, NE 68512. 40+ HOURS/ MONTH, 40+ HOURS/MONTH DURING TRADING. RESPONSIBLE FOR SELLING INSURANCE. START 05/1997.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dave Alan Buchanan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 11, 2018 - Present

CREATIVEONE WEALTH, LLC

Office #1: 8700 Executive Woods Dr. Suite 200, Lincoln, NE 68512

RIA

CRD#: 281213

Lincoln, NE

Past

September 30, 2016 - October 9, 2018

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

Lincoln, NE

Past

July 26, 2004 - December 31, 2007

CONSERVATIVE INVESTMENT SPECIALISTS, INC.

RIA

CRD#: 132032

LINCOLN, NE

Past

January 26, 1998 - September 11, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

LINCOLN, NE

Past

September 4, 1996 - September 11, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CREATIVEONE WEALTH, LLC

CRD#: 281213 / SEC#: 801-106677

RIA

Registered Investment Advisory firm - (9/25/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(10/11/2018)

IAR

Texas
(5/14/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/23/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/23/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/3/1996

General Securities Representative Examination

Current Firm

CREATIVEONE WEALTH, LLC

CRD#: 281213 / SEC#: 801-106677

RIA

Registered Investment Advisory firm - (9/25/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6330 Sprint Pkwy Suite 400, Overland Park, KS 66211

Mailing Address

Phone number

(913) 402-7897

Established

Firm type

Fiscal year end

# of Employees

217

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CREATIVEONE WEALTH ADV PART 2A 03.31.2025 (4/15/2025)

Regulatory assets under management

Total Number of Accounts	29,437
AUM (Assets Under Management)	$ 4,828,907,475

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Lee Gorgas

CHARLES SCHWAB & CO., INC.

IAR

Tampa, FL

Pia Matthes

PJT PARTNERS LP

New York, NY

Eric Dupre

AMERIPRISE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Dave A. Buchanan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dave Alan Buchanan's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRADIENT ADVISORS, LLC

CONSERVATIVE INVESTMENT SPECIALISTS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CREATIVEONE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/23/2016

Series 63

Date: 9/23/1996

Series 7

Date: 9/3/1996

Current Firm

CREATIVEONE WEALTH, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CREATIVEONE WEALTH, LLC

TRUST BUT VERIFY

Similar Advisors