Chad E. Brand
Professional summary
Chad Edward Brand, who also goes by Chad E Brand, Chad Edward Brand, is a registered financial professional currently at PAULSON INVESTMENT COMPANY LLC located in Newport Beach, California.
Chad is registered as a RR (Registered Representative) and started their career in finance in 1997. Chad has worked at 13 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Chad Edward Brand's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 26, 2026 - Present
PAULSON INVESTMENT COMPANY LLC
Office #1: 23 Corporate Plaza Drive Suite 150, Newport Beach, CA 92660June 12, 2025 - January 23, 2026
PROSHARE ADVISORS LLC
April 22, 2025 - January 23, 2026
PROFUNDS DISTRIBUTORS, INC.
September 9, 2024 - March 26, 2025
CAPITAL WEALTH PLANNING, LLC
October 18, 2021 - January 31, 2024
ALLSPRING FUNDS DISTRIBUTOR, LLC
September 17, 2021 - January 31, 2024
ALLSPRING FUNDS MANAGEMENT, LLC
October 3, 2019 - September 9, 2021
THE PACIFIC FINANCIAL GROUP, INC.
January 21, 2015 - August 2, 2019
WADDELL & REED
August 10, 2004 - August 22, 2013
WADDELL & REED
August 10, 2004 - August 2, 2019
IVY DISTRIBUTORS, INC.
July 18, 2002 - August 4, 2004
FEDERATED INVESTMENT COUNSELING
February 23, 2000 - August 4, 2004
FEDERATED SECURITIES CORP.
May 25, 1999 - January 11, 2000
GLOBAL ATLANTIC DISTRIBUTORS, LLC
January 20, 1997 - May 3, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/9/2026)
(1/28/2026)
(1/28/2026)
(2/5/2026)
(1/27/2026)
(1/28/2026)
(2/11/2026)
(1/28/2026)
Exams
FINRA
Nasdaq Stock Market
Current Firm
PAULSON INVESTMENT COMPANY LLC
CRD#: 5670 / SEC#: 801-107194, 8-26807
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PAULSON CAPITAL HOLDING COMPANY, LLC | OWNER | |
| CLARK, CHRISTOPHER STEVEN | CHAIRMAN, ELECTED MANAGER | 1952666 |
| PARIGIAN, THOMAS STEWART | ELECTED MANAGER | 1398840 |
| SETTEDUCATI, ROBERT JOSEPH | ELECTED MANAGER AND DIRECTOR OF BUSINESS DEVELOPMENT | 1352722 |
| DAVIS, TRENT DONALD | CHIEF EXECUTIVE OFFICER | 2137171 |
| RASMUSSEN, KATHLEEN HATLELI | CHIEF COMPLIANCE OFFICER | 2608755 |
| WINKS, MALCOLM ALEXANDER | PRESIDENT AND CFO/FINOP | 5153752 |
Disclosures
| Regulatory Event | 35 |
| Civil Event | 1 |
| Arbitration | 8 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
