Jonathan R. Parsons
Professional summary
Jonathan R Parsons, who also goes by Jon Parsons, Jonathan Robert Parsons, Jonathan R Parsons, is a registered financial advisor currently at TD PRIVATE CLIENT WEALTH LLC located in Marlton, New Jersey.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Jonathan has worked at 8 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 86, Series 87, Series 7, Series 6 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan R Parsons's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Jonathan R Parsons's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2025 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 336 Route 70 East 2nd Floor, Marlton, NJ 08053January 15, 2025 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 336 Route 70 East 2nd Floor, Marlton, NJ 08053May 10, 2019 - July 31, 2023
BOFA SECURITIES, INC.
February 14, 2011 - May 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 22, 2010 - May 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 14, 2009 - April 21, 2010
GMS GROUP
August 4, 2005 - December 2, 2008
NATIONAL FINANCIAL SERVICES LLC
August 8, 2000 - March 2, 2006
NF CLEARING, INC.
February 24, 1998 - December 23, 1998
DELAWARE DISTRIBUTORS, L.P.
June 27, 1997 - December 19, 1997
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/14/2025)
(5/14/2025)
(5/14/2025)
(5/15/2025)
(1/15/2025)
(1/22/2025)
(5/14/2025)
(5/14/2025)
(5/14/2025)
(5/14/2025)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 17,824 |
| AUM (Assets Under Management) | $ 6,450,375,507 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/30/2025 | ||
| 09/27/2024 | ||
| 06/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
