CG
Christopher J. George
CETERA INVESTMENT ADVISERS LLC
WHITTIER, CA 90603
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CRD#: 2770655
CG
Professional summary
Christopher James George, AIF® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Whittier, California and CETERA WEALTH SERVICES, LLC located in Whittier, California.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1997. Christopher has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. SALE OF FIXED INSURANCE, (LIFE, ANNUITIES, LONG-TERM CARE); 2. Credit Union of Southern California; not investment related; 8028 Greenleaf Ave. in Whittier CA 90605; Loans and Financing options for members; Board Member; Started in 2010; devotes 4 hours per month none within trading hours; Christopher votes on policies compensation matters and overall governance without receiving compensation, to clarify this position is voluntary. 3. NAME OF OTHER BUSINESS: GEORGE'S COLLECTIBLES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SALE OF COLLECTIBLES; START DATE: 11/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SALE OF MY COLLECTION OF DIE CAST CARS ON VARIOUS PLATFORMS; 4. NAME OF OTHER BUSINESS: GEORGE CAPITAL MANAGEMENT; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: DBA FOR BUSINESS RELATED REVENUE AND EXPENSES;
CRS (Client Relationship Summary) - RIA
Click below to view Christopher James George's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 15141 E Whittier Blvd Ste 550, Whittier, CA 90603RIA
CRD#: 105644
WHITTIER, CA
Current
August 21, 1996 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 15141 E Whittier Blvd Ste 550, Whittier, CA 90603BD
CRD#: 13572
Whittier, CA
Past
July 26, 2013 - November 22, 2023
QUANTUM ECONOMETRICS, LLC
RIA
CRD#: 161197
WHITTIER, CA
Past
July 8, 1997 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
WHITTIER, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/2/2004)
RR
California(8/29/1996)
IAR
California(6/29/2023)
RR
Florida(8/16/2019)
RR
Hawaii(6/16/2010)
RR
Idaho(9/30/2021)
RR
Minnesota(7/10/2025)
RR
Missouri(11/8/2023)
RR
Nebraska(6/6/2024)
RR
Nevada(5/11/2023)
RR
North Carolina(6/21/2022)
RR
Oregon(10/5/2018)
RR
South Dakota(11/11/2025)
RR
Texas(4/5/2023)
IAR
Texas(6/29/2023)
RR
Utah(9/28/2004)
RR
Washington(8/1/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
