Kurt G. Gustafson

HARTFORD FUNDS

Norwell, MA

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CRD#: 2770516

Professional summary

Kurt Graham Gustafson, who also goes by Kurt G Gustafson, is a registered financial advisor currently at HARTFORD FUNDS located in Norwell, Massachusetts and HARTFORD FUNDS DISTRIBUTORS, LLC located in Byfield, Massachusetts.

Kurt is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Kurt has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kurt G Gustafson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt Graham Gustafson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 6, 2025 - Present

HARTFORD FUNDS

RIA

CRD#: 147746

Norwell, MA

Current

June 27, 2025 - Present

HARTFORD FUNDS DISTRIBUTORS, LLC

CRD#: 45995

Byfield, MA

Past

January 9, 2023 - March 25, 2025

HARBOR CAPITAL ADVISORS, INC.

RIA

CRD#: 113042

CHICAGO, IL

Past

January 9, 2023 - March 25, 2025

HARBOR FUNDS DISTRIBUTORS, INC.

CRD#: 113506

BOSTON, MA

Past

June 8, 2022 - October 3, 2022

GENESIS GLOBAL TRADING, INC

CRD#: 136962

NEW YORK, NY

Past

June 8, 2022 - October 4, 2022

GRAYSCALE SECURITIES, LLC

CRD#: 305907

STAMFORD, CT

Past

August 19, 2015 - May 31, 2022

CALAMOS ADVISORS LLC

RIA

CRD#: 105758

NORWELL, MA

Past

June 17, 2014 - May 31, 2022

CALAMOS FINANCIAL SERVICES LLC

CRD#: 19850

NAPERVILLE, IL

Past

September 11, 2008 - May 23, 2014

VAN ECK SECURITIES CORPORATION

CRD#: 2269

NEW YORK, NY

Past

March 3, 2008 - August 11, 2008

WESTERN INTERNATIONAL SECURITIES, INC.

CRD#: 39262

PASADENA, CA

Past

June 14, 2005 - February 8, 2006

TEACHERS PERSONAL INVESTORS SERVICES, INC.

CRD#: 36130

ST. LOUIS, MO

Past

January 7, 2000 - July 16, 2003

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

CRD#: 30107

BOSTON, MA

Past

April 14, 1998 - December 10, 1999

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

CRD#: 28262

BOSTON, MA

Past

September 6, 1996 - May 1, 1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

September 6, 1996 - May 4, 1998

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HARTFORD FUNDS

HARTFORD FUNDS | HARTFORD INVESTMENT ADVISORY COMPANY, LLC | HARTFORD FUNDS MANAGEMENT COMPANY, LLC

CRD#: 147746 / SEC#: 801-77209

RIA

Registered Investment Advisory firm - (10/19/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/27/2025)

Alaska
(6/27/2025)

Arizona
(6/27/2025)

Arkansas
(6/27/2025)

California
(6/27/2025)

Colorado
(6/27/2025)

Connecticut
(6/27/2025)

Delaware
(6/27/2025)

District of Columbia
(6/27/2025)

Florida
(6/27/2025)

Georgia
(6/27/2025)

Hawaii
(6/27/2025)

Idaho
(6/27/2025)

Illinois
(6/27/2025)

Indiana
(6/27/2025)

Iowa
(6/27/2025)

Kansas
(6/27/2025)

Kentucky
(6/27/2025)

Louisiana
(6/27/2025)

Maine
(6/27/2025)

Maryland
(6/27/2025)

Massachusetts
(6/27/2025)

IAR

Massachusetts
(8/6/2025)

Michigan
(6/27/2025)

Minnesota
(6/27/2025)

Mississippi
(6/27/2025)

Missouri
(6/27/2025)

Montana
(6/27/2025)

Nebraska
(6/27/2025)

Nevada
(6/27/2025)

New Hampshire
(6/27/2025)

New Jersey
(6/27/2025)

New Mexico
(6/27/2025)

New York
(6/27/2025)

North Carolina
(6/27/2025)

North Dakota
(6/27/2025)

Ohio
(6/30/2025)

Oklahoma
(6/27/2025)

Oregon
(6/27/2025)

Pennsylvania
(6/27/2025)

Puerto Rico
(6/27/2025)

Rhode Island
(6/27/2025)

South Carolina
(6/27/2025)

South Dakota
(6/27/2025)

Tennessee
(6/27/2025)

Texas
(6/27/2025)

Utah
(6/27/2025)

Vermont
(6/27/2025)

Virginia
(6/27/2025)

Washington
(6/27/2025)

West Virginia
(6/27/2025)

Wisconsin
(6/27/2025)

Wyoming
(6/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/19/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/20/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/13/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/5/1996

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

HARTFORD FUNDS

HARTFORD FUNDS | HARTFORD INVESTMENT ADVISORY COMPANY, LLC | HARTFORD FUNDS MANAGEMENT COMPANY, LLC

CRD#: 147746 / SEC#: 801-77209

RIA

Registered Investment Advisory firm - (10/19/2012 Approved)

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Contact information

Main Address

690 Lee Road, Wayne, PA 19087

Mailing Address

Phone number

(610) 386-1801

Established

Firm type

Fiscal year end

# of Employees

387

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HFMC FORM ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	94
AUM (Assets Under Management)	$ 137,847,211,395

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kurt G. Gustafson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt Graham Gustafson's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARTFORD FUNDS DISTRIBUTORS, LLC

HARBOR CAPITAL ADVISORS, INC.

HARBOR FUNDS DISTRIBUTORS, INC.

GENESIS GLOBAL TRADING, INC

GRAYSCALE SECURITIES, LLC

CALAMOS ADVISORS LLC

CALAMOS FINANCIAL SERVICES LLC

VAN ECK SECURITIES CORPORATION

WESTERN INTERNATIONAL SECURITIES, INC.

TEACHERS PERSONAL INVESTORS SERVICES, INC.

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

HARTFORD FUNDS

State Registrations and Notice Filings

Exams

Series 65

Date: 8/19/2015

Series 63

Date: 11/20/1996

SIE

Date: 10/1/2018

Series 7

Date: 5/13/1997

Series 6

Date: 9/5/1996

FINRA

Current Firm

HARTFORD FUNDS

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HARTFORD FUNDS

TRUST BUT VERIFY

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