Jamshid Ehsani
Professional summary
Jamshid Ehsani, who also goes by James Ehsani, is a registered financial professional currently at APOLLO GLOBAL SECURITIES, LLC located in New York, New York.
Jamshid is registered as a RR (Registered Representative) and started their career in finance in 1996. Jamshid has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jamshid Ehsani's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 17, 2013 - Present
APOLLO GLOBAL SECURITIES, LLC
Office #1: 9 West 57th Street 8th Fl, New York, NY 10019-2701September 20, 2007 - December 22, 2008
SWISS RE CAPITAL MARKETS CORPORATION
December 16, 2005 - August 22, 2007
CONCORD CAPITAL MARKETS, LLC
November 10, 2003 - May 25, 2005
UBS SECURITIES LLC
June 16, 2003 - November 7, 2003
MMC SECURITIES LLC
May 2, 2001 - June 16, 2003
MARSH & MCLENNAN SECURITIES CORPORATION
May 10, 2000 - February 15, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 18, 1998 - June 8, 2000
CITIGROUP GLOBAL MARKETS INC.
September 18, 1996 - December 18, 1998
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
APOLLO GLOBAL SECURITIES, LLC
CRD#: 153502 / SEC#: , 8-68542
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APOLLO MANAGEMENT HOLDINGS, L.P. | MEMBER | |
| CHATTERJEE, WHITNEY A | MEMBER BOARD OFMANAGERS | 7874808 |
| DRESCHER, STEPHANIE | HEAD OF MARKETING | 3055145 |
| LEVY, YAEL KENAN | CHIEF COMPLIANCE OFFICER | 4435788 |
| NEEDLEMAN, ERIC DAVID | PRESIDENT | 2773431 |
| TREBING, ADAM P | CFO / FINOP / PFO / POO | 5828238 |
| TREBING, ADAM P | MEMBER BOARD OF MANAGERS | 5828238 |
Red Flags
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