Aamer Hai
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aamer Hai was a registered financial professional .
Aamer is a previously registered financial professional and started their career in finance in 1996. Aamer had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2012 - May 1, 2013
QUANTUMWAVE CAPITAL INC.
December 15, 2008 - May 1, 2012
MORGAN KEEGAN & COMPANY, LLC
July 24, 2008 - December 31, 2008
REVOLUTION PARTNERS, LLC
December 18, 1998 - April 3, 2008
CITIGROUP GLOBAL MARKETS INC.
November 15, 1996 - December 18, 1998
CITICORP SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUANTUMWAVE CAPITAL INC.
CRD#: 160234 / SEC#: , 8-69031
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| QUANTUMWAVE CAPITAL, INC. (S.A.) | 100% OWNER | |
| COLLINS, ELIZABETH SARAH | CFO/FINOP | |
| FLYNN-BAZZINI, CHRISTINE MARIE | PRESIDENT/CCO | 1233480 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
