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Christine Marie Flynn Bazzini

CRD# 1233480·Registered 1984 - 2020
Previously Registered: Being a previously registered professional could mean that Christine is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christine Marie Flynn Bazzini, who also goes by Christine Marie Flynn, Christine Marie Flynn-bazzini, Christine Flynn Muttersbach, Christine M Muttersbach, Christine Marie Muttersbach, Flynn Muttersbach, was a registered financial advisor. Christine was a previously registered financial professional and started their career in finance 1984 - 2020. Christine had worked at 21 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 53, Series 4, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christine Marie Flynn, Christine Marie Flynn-Bazzini, Christine Flynn Muttersbach, Christine M Muttersbach, Christine Marie Muttersbach, Flynn Muttersbach

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

STRATEGIC MARKETING SOLUTIONS LTD., LLC·CRD# 145577
BD
Novato, CA
January 29, 2019 - October 29, 2020
VISTA POINT ADVISORS, LLC·CRD# 157502
BD
San Francisco, CA
August 8, 2018 - June 4, 2020
STORY3 ADVISORS LLC·CRD# 289456
BD
Los Angeles, CA
March 27, 2018 - April 28, 2020
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.·CRD# 134139
RIA
Orlando, FL
January 10, 2018 - November 5, 2018
FINANCIAL TELESIS INC·CRD# 31012
BD
San Rafael, CA
August 16, 2016 - June 15, 2020
RUTBERG & COMPANY, LLC·CRD# 113392
BD
San Francisco, CA
January 2, 2015 - June 26, 2018
FINANCIAL TELESIS INC·CRD# 31012
BD
San Rafael, CA
November 7, 2014 - July 5, 2016
HUB INTERNATIONAL INVESTMENT SERVICES INC.·CRD# 150252
RIA
Orlando, FL
September 24, 2014 - November 20, 2018
CAMBRIDGE INVESTMENT RESEARCH, INC.·CRD# 39543
BD
Orlando, FL
September 12, 2014 - November 5, 2018
RELIANCE CAPITAL MANAGEMENT ADVISORS LLC·CRD# 131793
BD
Half Moon Bay, CA
June 30, 2014 - August 28, 2014
HUB INTERNATIONAL INVESTMENT SERVICES INC.·CRD# 150252
BD
Austin, TX
January 31, 2014 - November 20, 2018
QUANTUMWAVE CAPITAL INC.·CRD# 160234
BD
Georgetown, CA
May 1, 2013 - February 13, 2015
BRIDGE STREET SECURITIES, LLC·CRD# 152109
BD
San Francisco, CA
February 11, 2013 - October 29, 2020
FINANCIAL TELESIS INC·CRD# 31012
BD
San Rafael, CA
January 11, 2013 - September 12, 2014
GOTTEX BROKERS ALTERNATIVE USA INC.·CRD# 159849
BD
Los Angeles, CA
September 24, 2012 - July 23, 2013
ACKRELL CAPITAL, LLC·CRD# 129847
BD
San Francisco, CA
August 10, 2012 - December 8, 2016
AURUS ADVISORS, INC.·CRD# 128096
BD
Ponte Vedra Beach, FL
November 14, 2011 - July 8, 2021
WINDFALL SECURITIES LLC·CRD# 147779
BD
San Francisco, CA
April 23, 2010 - September 2, 2010
FOOTHILL SECURITIES, INC.·CRD# 1027
RIA
Santa Clara, CA
August 24, 2005 - July 12, 2010
KIPLING CAPITAL, INC.·CRD# 41196
BD
Mill Valley, CA
April 23, 1998 - March 2, 2000
FOOTHILL SECURITIES, INC.·CRD# 1027
BD
Santa Clara, CA
October 2, 1989 - December 31, 2016
INTEGRATED RESOURCES EQUITY CORPORATION·CRD# 6403
BD
November 3, 1988 - October 7, 1989
CHRISTOPHER WEIL & COMPANY, INC·CRD# 6566
BD
November 4, 1987 - November 3, 1988
FSC SECURITIES CORPORATION·CRD# 7461
BD
April 30, 1986 - December 8, 1986
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
February 24, 1984 - May 22, 1986

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Current Firm

SM
STRATEGIC MARKETING SOLUTIONS LTD., LLC

STRATEGIC MARKETING SOLUTIONS LTD., LLC

CRD#: 145577 / SEC#: 8-67741
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Contact Information

Main Address

335 Bolling Circle, Novato, CA 94949

Mailing Address

335 Bolling Circle, Novato, CA 94949

Phone Number

(415) 298-8939

Established

California since 09/21/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (7 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TER HEUN PYEATT, PATRICIA TOTTENMANAGING MEMBER, CCO, EXECUTIVE REPRESENTATIVE1407495
COLLINS, ELIZABETH SARAHCFO/FINOP4714831

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1986About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1984About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Mar 2003About the Series 53 exam

Series 4 — Registered Options Principal Examination

Passed Nov 1994About the Series 4 exam

Series 27 — Financial and Operations Principal Examination

Passed Aug 1990About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Jan 1988About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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