David L. Lewis

VELBRIDGE WEALTH ADVISORS LLC

White Plains, NY

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CRD#: 2769530

Professional summary

David L Lewis, who also goes by David L Lewis, is a registered financial advisor currently at VELBRIDGE WEALTH ADVISORS LLC located in White Plains, New York.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. David has worked at 10 firms and has passed the Series 65, Series 63, Series 31, Series 7TO, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David L Lewis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME: MOGUL PROTECTION AGENCY LLC INV REL: N ADD: 1 CITY PLACE, WHITE PLAINS NY 10601 NATURE: PRIVATE INVESTIGATOR POSITION: OWNER START DATE: 1/2/2023 NO HRS/MO: 7 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: BACKGROUND CHECKS AND PRIVATE SECURITY. (2) NAME: CHURCH OF SCIENTOLOGY - CCNY INV REL: N ADD: 65 E 82ND ST NEW YORK, NY 10028 NATURE: RELIGIOUS ORGANIZATION POSITION: DIR. OF REGISTRATION START DATE: 03/15/2025 No. HR/MO: 20. No. HR/MO DURING SEC TRADING: 0. DESCRIBE DUTIES: EDUCATE NEW AND CURRENT CHURCH MEMBERS ON THE TOOLS TO MOVE UP IN THE CHURCH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David L Lewis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 9, 2025 - Present

VELBRIDGE WEALTH ADVISORS LLC

RIA

CRD#: 337634

White Plains, NY

Past

August 9, 2024 - July 2, 2025

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

White Plains, NY

Past

August 6, 2024 - July 2, 2025

MML INVESTORS SERVICES, LLC

CRD#: 10409

White Plains, NY

Past

May 9, 2024 - August 13, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

Stamford, CT

Past

May 7, 2024 - August 13, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Stamford, CT

Past

October 18, 2023 - March 27, 2024

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

White Plains, NY

Past

October 18, 2023 - March 27, 2024

PRUCO SECURITIES, LLC.

CRD#: 5685

White Plains, NY

Past

September 27, 2022 - October 13, 2023

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

White Plains, NY

Past

September 27, 2022 - October 13, 2023

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

White Plains, NY

Past

April 29, 2022 - September 14, 2022

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

White Plain, NY

Past

April 29, 2022 - September 14, 2022

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

White Plain, NY

Past

March 11, 2022 - April 28, 2022

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

WHITE PLAINS, NY

Past

March 11, 2022 - April 28, 2022

PRUCO SECURITIES, LLC.

CRD#: 5685

WHITE PLAINS, NY

Past

May 27, 2020 - December 23, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WHITE PLAINS, NY

Past

May 27, 2020 - December 23, 2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WHITE PLAINS, NY

Past

January 24, 2020 - January 31, 2020

DAVID LERNER ASSOCIATES, INC.

CRD#: 5397

WHITE PLAINS, NY

Past

November 29, 2019 - December 19, 2019

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

White Plains, NY

Past

July 31, 2019 - October 10, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WHITE PLAINS, NY

Past

April 5, 2019 - June 24, 2019

NYLIFE SECURITIES LLC

CRD#: 5167

MELVILLE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/26/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/15/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 4/17/2021

Futures Managed Funds Examination

General Industry/Product Exam

Series 7TO

Date: 1/24/2020

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 4/5/2019

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 1/29/2019

Securities Industry Essentials Examination

Current Firm

VELBRIDGE WEALTH ADVISORS LLC

CRD#: 337634 / SEC#:

New York

Registered Investment Advisory firm - (7/9/2025 Approved)

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Contact information

Main Address

White Plains, NY

Mailing Address

Phone number

(914) 873-4599

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David L. Lewis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David L Lewis's CRS (Customer Relationship Summary).

Certified licenses

Experience

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

DAVID LERNER ASSOCIATES, INC.

ALLSTATE FINANCIAL SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/26/2019

Series 63

Date: 10/15/2019

Series 31

Date: 4/17/2021

Series 7TO

Date: 1/24/2020

Series 6TO

Date: 4/5/2019

SIE

Date: 1/29/2019

Current Firm

VELBRIDGE WEALTH ADVISORS LLC

Contact information

Documents

Red Flags

Company Information

VELBRIDGE WEALTH ADVISORS LLC

TRUST BUT VERIFY

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