JJ
John P. Joliet
AMERICAN DISCOVERY ADVISORS
Los Angeles, CA 90025
CRD#: 2769030
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JJ
John Paul JolietAMERICAN DISCOVERY ADVISORS
Professional summary
Working from Los Angeles, John Paul Joliet has been with American Discovery Advisors, LLC since 2018. He holds securities industry licenses: SIE (entry-level exam), Series 7 (permission to sell securities), Series 24 (manager/principal license), and Series 14 (compliance officer qualification). He previously worked at Moelis & Company, UBS, Credit Suisse First Boston, and Donaldson, Lufkin & Jenrette, giving him broad industry experience. Many clients seek his help to understand investment choices or to navigate regulatory and compliance questions. He is registered with FINRA and authorized to operate in California and Nevada.
Aliases
John P Joliet
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
No other business activities are reported for John Paul Joliet. In plain terms, he does not list any outside jobs or additional business roles beyond his firm registration that could influence his recommendations. Because there are no reported insurance, tax, legal, or real estate roles, there is no indicated overlap that might affect services in those areas. If an outside role did exist, it could create incentives tied to another employer, so clients should expect that he is required to prioritize their interests.
CRS (Client Relationship Summary) - BD
Click below to view John Paul Joliet's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 26, 2018 - Present
AMERICAN DISCOVERY ADVISORS, LLC
Office #1: 11150 Santa Monica Blvd. Suite 1425, Los Angeles, CA 90025Office #2: 11150 Santa Monica Blvd, Ste 1425, Los Angeles, CA 90025BD
CRD#: 287488
Los Angeles, CA
Past
May 13, 2010 - May 12, 2016
MOELIS & COMPANY LLC
BD
CRD#: 145115
LOS ANGELES, CA
Past
July 11, 2001 - May 6, 2010
UBS SECURITIES LLC
BD
CRD#: 7654
LOS ANGELES, CA
Past
December 18, 2000 - March 22, 2001
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
Past
August 28, 1997 - December 18, 2000
PERSHING LLC
BD
CRD#: 7560
JERSEY CITY, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/26/2018)
RR
Nevada(1/28/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AD
AMERICAN DISCOVERY ADVISORS, LLC
AMERICAN DISCOVERY ADVISORS, LLC
CRD#: 287488 / SEC#: , 8-69899
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
11150 Santa Monica Blvd, Ste 1425, Los Angeles, CA 90025
Mailing Address
11150 Santa Monica Blvd, Ste 1425, Los Angeles, CA 90025
Phone number
(310) 968-6755
Established
Delaware since 10/11/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
