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PH

Philip Andrew Hahn Ii

SECURITY DISTRIBUTORS
TOPEKA, KS
·CRD# 2768743·30 years experience

Professional Summary

Philip Andrew Hahn II, who also goes by Phil Andrew Hahn, is a registered financial advisor currently at SECURITY DISTRIBUTORS located in Topeka, Kansas. Philip is registered as a RR (Registered Representative) and started their career in finance in 1997. Philip has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Phil Andrew Hahn

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

SECURITY DISTRIBUTORS·CRD# 3336
BD
One Security Benefit Place, Topeka, KS 66636-0001
May 26, 2006 - Present
BTS ASSET MANAGEMENT, INC.·CRD# 105215
RIA
Lexington, MA
March 31, 2005 - February 7, 2006
BTS SECURITIES CORPORATION·CRD# 8328
BD
Lincoln, MA
March 13, 1997 - January 20, 2006

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Current Firm

SD
SECURITY DISTRIBUTORS

SECURITY DISTRIBUTORS | SECURITY DISTRIBUTORS, LLC | SECURITY DISTRIBUTORS, INC.

CRD#: 3336 / SEC#: 8-10781
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

One Security Benefit Place, Topeka, KS 66636-0001

Mailing Address

One Security Benefit Place, Topeka, KS 66636

Phone Number

(785) 438-3000

Established

Kansas since 03/06/1962

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SECURITY BENEFIT LIFE INSURANCE COMPANYMEMBER—
AULETA, KURT EUGENESENIOR VICE PRESIDENT, SALES MANAGER WEST2463399
BISHOP, COLIN WILLIAMCFO, TREASURER & FINOP7787724
BYRNES, DAVID GERARDPRESIDENT & HEAD OF DISTRIBUTION1318905
CARR, MARK JOSEPHASSISTANT VICE PRESIDENT2833346
GARHART, GREGORY CHRISTOPHERVICE PRESIDENT, CHIEF COMPLIANCE OFFICER & AML CHIEF COMPLIANCE OFFICER5118892
JACQUINOT, JUSTIN ABERSENIOR VICE PRESIDENT, DIRECT RELATIONSHIPS4437252
KILEY, JAMES JSENIOR VICE PRESIDENT, EDUCATION MARKET & AFFILIATES1278905
MAGHINI, MICHAEL THOMASSENIOR VICE PRESIDENT, NATIONAL ACCOUNTS1239692
POLLOCK, ALISON JANELVICE PRESIDENT & SECRETARY6743861
REIDY, MICHAEL KEVINSENIOR VICE PRESIDENT1323936
ROCHA, MATTHEW VINCENTSENIOR VICE PRESIDENT, SALES MANAGER EAST5207062
TALLEN, AARON MARSHALVICE PRESIDENT, INSIDE SALES, 401K AND DEFINED CONTRIBUTIONS4455856
WELLS, RICHARD JAMESSENIOR VICE PRESIDENT2622640
WILEY, DONALD ANDREWVICE PRESIDENT1132196
YOUNG, LISA MICHELLEASSISTANT TREASURER2596425

Disclosures

Regulatory Event

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(7/8/2008)
RR
Kansas
(6/16/2026)
RR
Maine
(6/29/2010)
RR
Massachusetts
(5/26/2006)
RR
New Hampshire
(10/11/2006)
RR
Rhode Island
(11/2/2006)
RR
Vermont
(11/30/2006)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1996About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 1996About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 1997About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Philip Andrew Hahn II's CRS (Customer Relationship Summary).

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PH
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