Jonathan D. Kingery

FORESIDE FUND SERVICES

Los Angeles, CA 90071

Some features on this profile are disabled

CRD#: 2768715

Professional summary

Jonathan Daniel Kingery, AIF®, CFP®, who also goes by Jonathan Kingery, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Los Angeles, California.

Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1996. Jonathan has worked at 13 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jonathan Kingery

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jonathan Daniel Kingery's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Experience

Current

January 21, 2026 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 333 S. Grand Avenue 18th Floor, Los Angeles, CA 90071

CRD#: 46106

Los Angeles, CA

Past

January 2, 2024 - July 3, 2024

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

Short Hills, NJ

Past

August 1, 2020 - September 25, 2025

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064

Short Hills, NJ

Past

March 25, 2019 - July 7, 2021

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.

CRD#: 13594

SHORT HILLS, NJ

Past

March 14, 2019 - July 7, 2021

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

CRD#: 332

SHORT HILLS, NJ

Past

November 15, 2004 - February 11, 2019

LORD, ABBETT & CO. LLC

RIA

CRD#: 110391

GREENVILLE, DE

Past

November 15, 2004 - February 11, 2019

LORD ABBETT DISTRIBUTOR LLC

CRD#: 530

JERSEY CITY, NJ

Past

October 25, 2004 - November 12, 2004

UNDERWRITERS EQUITY CORPORATION

CRD#: 36537

HARRISBURG, PA

Past

October 29, 2001 - December 3, 2002

THE AMBROSE & GUIDOTTI FINANCIAL GROUP

RIA

CRD#: 108395

CHADDS FORD , PA

Past

September 21, 2001 - December 20, 2002

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

March 27, 1998 - September 27, 2001

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

July 18, 1996 - April 6, 1998

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 18, 1996 - April 6, 1998

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/21/2026)

Alaska
(1/21/2026)

Arizona
(1/21/2026)

Arkansas
(1/21/2026)

California
(1/21/2026)

Colorado
(1/21/2026)

Connecticut
(1/21/2026)

Delaware
(1/21/2026)

District of Columbia
(1/21/2026)

Florida
(1/21/2026)

Georgia
(1/21/2026)

Hawaii
(1/21/2026)

Idaho
(1/21/2026)

Illinois
(1/21/2026)

Indiana
(1/21/2026)

Iowa
(1/21/2026)

Kansas
(1/21/2026)

Kentucky
(1/21/2026)

Louisiana
(1/21/2026)

Maine
(1/21/2026)

Maryland
(1/21/2026)

Massachusetts
(1/21/2026)

Michigan
(1/21/2026)

Minnesota
(1/21/2026)

Mississippi
(1/21/2026)

Missouri
(1/21/2026)

Montana
(1/21/2026)

Nebraska
(1/21/2026)

Nevada
(1/21/2026)

New Hampshire
(1/21/2026)

New Jersey
(1/21/2026)

New Mexico
(1/21/2026)

New York
(1/21/2026)

North Carolina
(1/21/2026)

North Dakota
(1/21/2026)

Ohio
(1/21/2026)

Oklahoma
(1/21/2026)

Oregon
(1/21/2026)

Pennsylvania
(1/21/2026)

Puerto Rico
(1/21/2026)

Rhode Island
(1/21/2026)

South Carolina
(1/21/2026)

South Dakota
(1/21/2026)

Tennessee
(1/21/2026)

Texas
(1/21/2026)

Utah
(1/21/2026)

Vermont
(1/21/2026)

Virgin Islands
(1/21/2026)

Virginia
(1/21/2026)

Washington
(1/21/2026)

West Virginia
(1/21/2026)

Wisconsin
(1/21/2026)

Wyoming
(1/21/2026)

Exams

State Security Law Exam

IAR

Series 65

Date: 3/13/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/24/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/17/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/23/2019

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
STROUT, ALICIA KIMBERLY	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jon Neuhaus

MORGAN STANLEY

IAR

El Segundo, CA

Kenneth Hickman

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brea, CA

John Powell

EQUITABLE ADVISORS, LLC

IAR

Lake Forest, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jonathan D. Kingery

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jonathan Daniel Kingery's CRS (Customer Relationship Summary).

Certified licenses

Experience

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

FRANKLIN DISTRIBUTORS, LLC

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

LORD, ABBETT & CO. LLC

LORD ABBETT DISTRIBUTOR LLC

UNDERWRITERS EQUITY CORPORATION

THE AMBROSE & GUIDOTTI FINANCIAL GROUP

OSAIC WEALTH, INC.

LPL FINANCIAL LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/13/1998

Series 63

Date: 7/24/1996

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/17/1996

Series 24

Date: 1/23/2019

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FUND SERVICES, LLC

TRUST BUT VERIFY

Similar Advisors