KA
Kenneth L. Agee
CETERA INVESTMENT ADVISERS LLC
LAKE CHARLES, LA 70601
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CRD#: 2768598
KA
Professional summary
Kenneth Lawrence Agee, who also goes by Kenneth Laurence Agee, Larry Agee, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Lake Charles, Louisiana and CETERA WEALTH SERVICES, LLC located in Lake Charles, Louisiana.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Kenneth has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kenneth Laurence Agee | Larry Agee
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: DISASTER AID USA INVESTMENT RELATED: NO ADDRESS: 900 RYAN ST, STE 304, NATURE OF BUSINESS: DISASTER RELIEF CHARITY START DATE: 05/2025, LAKE CHARLES, LA 70601, POSITION/TITLE/RELATIONSHIP: CO-FOUNDER/BOARD MEMBER/EXECUTIVE DIR APX NUMBER OF HOURS PER WEEK: 25, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: LEADING, OPERATING, GROWING, AND REPRESENTING DISASTER AID USA - ENSURING THE ORGANIZATION IS READY TO RESPOND TO DISASTERS EFFICIENTLY, SUSTAINABLY FUNDED, PROFESSIONALLY MANAGED, AND PUBLICLY RECOGNIZED 2. NAME OF OTHER BUSINESS: DISASTER AID INTERNATIONAL INVESTMENT RELATED: NO ADDRESS: 9817 LANHAM SEVERNA RD LANHAM MD NATURE OF BUSINESS: DISASTER RELIEF CHARITY START DATE: 06/2010 POSITION/TITLE/RELATIONSHIP: CHAIRMAN OF THE BOARD APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: STRATEGIC PLANNING ON TRAINING, AND TYPES OF PROJECTS TO TAKE ON. ALSO INSURE ASSOCIATION COUNTRIES ARE FOLLOWING THE BYLAWS. 3. NAME OF OTHER BUSINESS: TRUE NORTH RESOURCE INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SELLING HUMANITARIAN AID SUPPLIES AND MY REFUGEE TENT I DESIGNED, START DATE: 03/2020 POSITION/TITLE/RELATIONSHIP: OWNER MANAGER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: TALKING TO NGO AND SUPPLIES AND CONNECTING THE TWO 4. NAME OF OTHER BUSINESS: AGEE FINANCIAL GROUP LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 06/2015 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR AND RUN DAY TO BUSINESS ACTIVES
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Lawrence Agee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 900 Ryan St Ste 302, Lake Charles, LA 70601RIA
CRD#: 105644
LAKE CHARLES, LA
Current
June 6, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 900 Ryan St Ste 302, Lake Charles, LA 70601BD
CRD#: 13572
Lake Charles, LA
Past
June 6, 2023 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
Lake Charles, LA
Past
February 20, 2018 - June 12, 2023
OSAIC SERVICES, INC.
RIA
CRD#: 133763
LAKE CHARLES, LA
Past
February 20, 2018 - June 12, 2023
OSAIC SERVICES, INC.
BD
CRD#: 133763
LAKE CHARLES, LA
Past
September 14, 2011 - March 1, 2018
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
LAKE CHARLES, LA
Past
September 14, 2011 - March 1, 2018
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
LAKE CHARLES, LA
Past
March 9, 2011 - September 15, 2011
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
LAKE CHARLES, LA
Past
March 2, 2011 - September 15, 2011
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
LAKE CHARLES, LA
Past
August 6, 2003 - February 11, 2011
QA3 FINANCIAL LLC
RIA
CRD#: 104957
LAKE CHARLES, LA
Past
June 10, 2003 - February 11, 2011
QA3 FINANCIAL CORP.
BD
CRD#: 14754
LAKE CHARLES, LA
Past
April 3, 2001 - June 9, 2003
INVESTORS CAPITAL CORP.
BD
CRD#: 30613
LYNNFIELD, MA
Past
March 19, 1998 - April 6, 2001
FFP SECURITIES, INC.
BD
CRD#: 16337
CHESTERFIELD, MO
Past
July 30, 1996 - March 19, 1998
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(6/6/2023)
RR
Florida(6/6/2023)
RR
Georgia(6/6/2023)
RR
Kansas(8/14/2024)
RR
Louisiana(6/6/2023)
IAR
Louisiana(6/29/2023)
RR
Maryland(6/6/2023)
RR
Michigan(6/6/2023)
RR
Montana(6/6/2023)
RR
Ohio(4/18/2024)
RR
South Carolina(1/7/2025)
RR
Texas(6/6/2023)
IAR
Texas(6/29/2023)
RR
Wisconsin(6/6/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 4/14/2005
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Lake Charles, LA 70601TRUST BUT VERIFY
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