Matthew W. Hunter

FEF DISTRIBUTORS

Chicago, IL

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CRD#: 2768384

Professional summary

Matthew Wayne Hunter, CIMA®, who also goes by Matt Hunter, is a registered financial professional currently at FEF DISTRIBUTORS, LLC located in Chicago, Illinois.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 1996. Matthew has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Matt Hunter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Wayne Hunter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

May 8, 2018 - Present

FEF DISTRIBUTORS, LLC

CRD#: 46585

Chicago, IL

Past

March 22, 2010 - March 19, 2018

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

NEWARK, NJ

Past

September 3, 2008 - January 21, 2010

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

January 17, 2008 - September 2, 2008

VOYA RETIREMENT ADVISORS, LLC

CRD#: 3989

WINDSOR, CT

Past

January 4, 2008 - September 2, 2008

VOYA RETIREMENT ADVISORS, LLC

RIA

CRD#: 3989

PLEASANTON, CA

Past

December 20, 2005 - April 13, 2007

CLEARBRIDGE INVESTMENTS, LLC

RIA

CRD#: 137028

NEW YORK, NY

Past

December 1, 2005 - April 13, 2007

FRANKLIN DISTRIBUTORS, LLC

CRD#: 109064

SAN MATEO, CA

Past

June 16, 2005 - December 19, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

DENVER, CO

Past

February 16, 2005 - December 1, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

January 2, 2003 - September 22, 2004

CITISTREET EQUITIES LLC

CRD#: 7447

SOMERSET, NJ

Past

June 30, 1998 - May 16, 2001

CITISTREET EQUITIES LLC

CRD#: 7447

SOMERSET, NJ

Past

April 18, 1997 - April 16, 1998

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CRD#: 14549

NASHVILLE, TN

Past

August 23, 1996 - March 4, 1997

CITISTREET EQUITIES LLC

CRD#: 7447

SOMERSET, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/8/2018)

Alaska
(5/8/2018)

Arizona
(5/8/2018)

Arkansas
(5/8/2018)

California
(5/8/2018)

Colorado
(5/8/2018)

Connecticut
(5/8/2018)

Delaware
(5/8/2018)

District of Columbia
(5/8/2018)

Florida
(5/8/2018)

Georgia
(5/8/2018)

Hawaii
(5/8/2018)

Idaho
(5/8/2018)

Illinois
(5/8/2018)

Indiana
(5/8/2018)

Iowa
(5/8/2018)

Kansas
(5/8/2018)

Kentucky
(5/8/2018)

Louisiana
(5/8/2018)

Maine
(5/8/2018)

Maryland
(5/8/2018)

Massachusetts
(5/8/2018)

Michigan
(5/8/2018)

Minnesota
(5/8/2018)

Mississippi
(5/8/2018)

Missouri
(5/8/2018)

Montana
(5/8/2018)

Nebraska
(5/8/2018)

Nevada
(5/8/2018)

New Hampshire
(5/8/2018)

New Jersey
(5/8/2018)

New Mexico
(5/8/2018)

New York
(5/8/2018)

North Carolina
(5/9/2018)

North Dakota
(5/8/2018)

Ohio
(5/8/2018)

Oklahoma
(5/8/2018)

Oregon
(5/8/2018)

Pennsylvania
(5/8/2018)

Puerto Rico
(5/8/2018)

Rhode Island
(5/8/2018)

South Carolina
(5/8/2018)

South Dakota
(5/8/2018)

Tennessee
(5/8/2018)

Texas
(5/8/2018)

Utah
(5/8/2018)

Vermont
(5/8/2018)

Virginia
(5/8/2018)

Washington
(5/8/2018)

West Virginia
(5/8/2018)

Wisconsin
(5/8/2018)

Wyoming
(5/8/2018)

Exams

State Security Law Exam

IAR

Series 66

Date: 3/11/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/3/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/4/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/22/1996

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FEF DISTRIBUTORS, LLC

ASB SECURITIES, INC. | FEF DISTRIBUTORS, LLC | ASB SECURITIES, LLC

CRD#: 46585 / SEC#: , 8-51483

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1345 Avenue Of The Americas, New York, NY 10105-4800

Mailing Address

1345 Avenue Of The Americas, New York, NY 10105-4800

Phone number

(212) 698-3300

Established

Delaware since 01/27/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FIRST EAGLE INVESTMENT MANAGEMENT, LLC	MANAGING MEMBER	108260
BRUNO, ROBERT	MANAGER	2102844
CARULLO, MODESTINO VITO	CHIEF COMPLIANCE OFFICER	1528768
CONSTANTINO, MICHAEL	MANAGER	2932606
FONG, CHUN WAI	CHIEF FINANCIAL OFFICER AND FINOP	4944446
OCONNOR, DAVID	GENERAL COUNSEL AND MANAGER	5077118
RICCIO, FRANK JOSEPH	PRESIDENT AND MANAGER	4271374

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew W. Hunter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Wayne Hunter's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

VOYA FINANCIAL PARTNERS, LLC

VOYA RETIREMENT ADVISORS, LLC

VOYA RETIREMENT ADVISORS, LLC

CLEARBRIDGE INVESTMENTS, LLC

FRANKLIN DISTRIBUTORS, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

CITISTREET EQUITIES LLC

CITISTREET EQUITIES LLC

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CITISTREET EQUITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/11/2005

Series 63

Date: 5/3/2004

SIE

Date: 10/1/2018

Series 7

Date: 2/4/2005

Series 6

Date: 8/22/1996

FINRA

Current Firm

FEF DISTRIBUTORS, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FEF DISTRIBUTORS, LLC

TRUST BUT VERIFY

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