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MK

Marvin A. Kurjan

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CRD#: 276784
MK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Marvin A Kurjan was a registered financial professional .

Marvin is a previously registered financial professional and started their career in finance in 1957. Marvin had worked at 2 firms and has passed the Series 63, PC and Series 1 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 16, 1975 - May 18, 2000

SCHRODER & CO. INC.

BD
CRD#: 6112
NEW YORK, NY
Past

May 15, 1957 - February 10, 1975

LEHMAN BROTHER INC

BD
CRD#: 1000002

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/6/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
PC
Date: 4/30/1977
AMEX Put and Call Exam
General Industry/Product Exam
RR
Series 1
Date: 5/15/1957
Registered Representative Examination

Current Firm

S&
SCHRODER & CO. INC.
SCHRODER & CO. INC. | WERTHEIM SCHRODER & CO. INCORPORATED | WERTHEIM & CO., INC. | SCHRODER WERTHEIM & CO. INCORPORATED

CRD#: 6112 / SEC#: , 8-16918

BD
Terminated by SEC on 03/23/2001
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 08/20/1971
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
SALOMON BROTHERS HOLDING COMPANY ("SBHC")SHAREHOLDER SCHRODER & CO. IN.
BISIGNANO, FRANK JDIRECTOR2484837
DRUSKIN, ROBERT ALLANCHIEF EXECUTIVE OFFICER, DIRECTOR827763
MILLER, HOWARD CARLSROP, CROP, COMPLIANCE OFFICER2545129
SPEZIALE, RICHARD SALVATORECHIEF FINANCIAL OFFICE1192739

Disclosures

Regulatory Event25

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCHRODER & CO. INC.

CRD#: 6112

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