David Samardin
Professional summary
David Samardin is a registered financial professional currently at BERNSTEIN INSTITUTIONAL SERVICES LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1996. David has worked at 14 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 9, Series 10, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Samardin's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 5, 2024 - Present
BERNSTEIN INSTITUTIONAL SERVICES LLC
Office #1: 245 Park Ave, New York, NY 10167September 25, 2024 - December 6, 2024
WELLS FARGO SECURITIES, LLC
February 7, 2023 - September 18, 2024
SG AMERICAS SECURITIES, LLC
March 14, 2022 - February 22, 2023
BARCLAYS CAPITAL INC.
August 5, 2014 - March 9, 2022
SG AMERICAS SECURITIES, LLC
June 20, 2011 - August 5, 2014
JEFFERIES LLC
April 30, 2007 - July 13, 2011
CREDIT SUISSE SECURITIES (USA) LLC
May 6, 2005 - March 16, 2007
BANC OF AMERICA SECURITIES LLC
August 19, 2002 - October 20, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 18, 2001 - November 29, 2001
FIDELITY BROKERAGE SERVICES LLC
April 2, 1998 - June 22, 2000
TD AMERITRADE, INC.
May 7, 1997 - June 5, 1997
INVESTORS ASSOCIATES, INC.
April 11, 1997 - May 7, 1997
FIRST CAMBRIDGE SECURITIES CORPORATION
January 17, 1997 - June 6, 1997
THE BOSTON GROUP
August 22, 1996 - December 23, 1996
LADENBURG CAPITAL MANAGEMENT INC.
Primary Firm SEC Registration
BERNSTEIN INSTITUTIONAL SERVICES LLC
CRD#: 317807 / SEC#: 801-129468, 8-71053
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/5/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/14/2006
Limited Representative-Equity Trader ExamSeries 8
Date: 6/4/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
BERNSTEIN INSTITUTIONAL SERVICES LLC
CRD#: 317807 / SEC#: 801-129468, 8-71053
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BERNSTEIN NORTH AMERICA HOLDINGS LLC | SOLE LLC MEMBER | |
| BERTAN, LAURENCE HUGH | CHIEF COMPLIANCE OFFICER | 2332647 |
| HEATH, THOMAS | PRINCIPAL OPERATIONS OFFICER | 2892153 |
| KEYES-GREVELIS, STEPHEN N | HEAD OF SALES | 4273925 |
| MCGRANAHAN, COLIN A | HEAD OF RESEARCH | 4378110 |
| MORGAN, SCOTT THOMAS | HEAD OF TRADING | 2578628 |
| RHEE, KIHO | CHIEF FINANCIAL OFFICER / FINOP | 2827794 |
| VAN BRUGGE, ROBERT PIETER | CHIEF EXECUTIVE OFFICER | 4610799 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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