Eric Gibbs

STRATEGIC ADVISERS LLC | Financial Consultant

WEST SUFFIELD, CT

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CRD#: 2767474

Professional summary

Eric Gibbs is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in West Suffield, Connecticut and FIDELITY BROKERAGE SERVICES LLC located in West Hartford, Connecticut.

Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Eric has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 6 and Series 24 exams.

Biography

I've been in the financial services business over 10 years. My goal to you is to work as your Financial Consultant and help with the investment and financial planning needs.  

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Gibbs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

University of Connecticut

Bachelor of Science (BS) - Finance

1990

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 29 S Main Street Ste A02 Town Center, West Hartford, CT 06107-4211

RIA

CRD#: 104555

WEST SUFFIELD, CT

Current

March 2, 2018 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 29 South Main Street Ste A02 Town Center, West Hartford, CT 06107

CRD#: 7784

West Hartford, CT

Past

July 13, 2018 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

WEST HARTFORD, CT

Past

March 8, 2018 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

WEST HARTFORD, CT

Past

February 10, 2015 - February 9, 2018

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

WINDSOR, CT

Past

December 15, 2011 - February 9, 2018

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

April 17, 2009 - July 12, 2011

VOYA FINANCIAL PARTNERS, LLC

RIA

CRD#: 34815

WINDSOR, CT

Past

April 17, 2009 - December 15, 2011

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Past

April 30, 2008 - April 9, 2009

GLOBAL PORTFOLIO STRATEGIES, INC.

RIA

CRD#: 105812

HARTFORD, CT

Past

April 30, 2008 - April 9, 2009

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 18353

HARTFORD, CT

Past

February 19, 2004 - April 22, 2008

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

January 29, 2003 - September 9, 2003

OSAIC INSTITUTIONS, INC.

RIA

CRD#: 35371

SOMERS, CT

Past

December 19, 2002 - September 9, 2003

OSAIC INSTITUTIONS, INC.

CRD#: 35371

MERIDEN, CT

Past

June 11, 2001 - December 16, 2002

MML DISTRIBUTORS, LLC

CRD#: 38030

SPRINGFIELD, MA

Past

March 30, 1999 - April 3, 2001

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

CRD#: 21570

SHELTON, CT

Past

June 24, 1998 - April 28, 1999

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

February 26, 1997 - April 15, 1998

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

July 10, 1996 - September 19, 1996

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/19/2023)

California
(4/24/2020)

Colorado
(1/4/2025)

Connecticut
(3/2/2018)

IAR

Connecticut
(3/31/2025)

District of Columbia
(3/1/2024)

Florida
(3/2/2018)

Georgia
(3/25/2023)

Illinois
(4/28/2020)

Maine
(9/19/2019)

Massachusetts
(3/2/2018)

New Hampshire
(9/19/2019)

New Jersey
(7/15/2020)

New Mexico
(5/13/2025)

New York
(3/2/2018)

North Carolina
(4/15/2019)

Pennsylvania
(12/10/2024)

Rhode Island
(3/15/2021)

South Carolina
(3/4/2022)

Tennessee
(4/24/2020)

Texas
(7/11/2020)

IAR

Texas
(3/31/2025)

Vermont
(1/4/2019)

Virginia
(4/12/2021)

Wisconsin
(1/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/24/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/20/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/10/1997

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/12/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/1/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/27/2003

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Eric Gibbs

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Gibbs's CRS (Customer Relationship Summary).

Certified licenses

Education

University of Connecticut

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL PARTNERS, LLC

VOYA FINANCIAL PARTNERS, LLC

GLOBAL PORTFOLIO STRATEGIES, INC.

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC

QUEST CAPITAL STRATEGIES, INC.

OSAIC INSTITUTIONS, INC.

OSAIC INSTITUTIONS, INC.

MML DISTRIBUTORS, LLC

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC

FIRST UNION BROKERAGE SERVICES, INC.

MORGAN STANLEY DW INC.

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/24/2008

Series 63

Date: 3/20/1997

SIE

Date: 10/1/2018

Series 31

Date: 4/10/1997

Series 7

Date: 3/12/1997

Series 6

Date: 7/1/1996

Series 24

Date: 6/27/2003

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

Contact information

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