HK
Howard V. Kibrick
TSA MANAGEMENT
Clifton Park Dr, NY 12065
Some features on this profile are disabled
CRD#: 2767411
HK
Professional summary
Howard Victor Kibrick, CFP® is a registered financial advisor currently at TSA MANAGEMENT INC located in Clifton Park Dr, New York and HALLIDAY FINANCIAL, LLC located in Clifton Park, New York.
Howard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Howard has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Comprehensive Financial Planni...
Investment Planning
Education Planning
Estate Planning
Insurance Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BEGINNING 01.01.2018, ADVOCACY CHAIR FOR THE FINANCIAL PLANNING ASSOCIATION, PO BOX 11565, LOUDONVILLE, NY, 12211. THIS BUSINESS IS INVESTMENT RELATED. WILL SPEND APPROXIMATELY 2 HOURS PER MONTH ON THIS ACTIVITY, ALL OF WHICH WILL OCCUR DURING SECURITIES TRADING HOURS. THIS ROLE INVOLVES COORDINATING WITH ELECTED OFFICIALS AND THEIR OFFICES TO DISCUSS MATTERS RELATED TO THE FINANCIAL PLANNING INDUSTRY. Beginning 1/1/24 - President of the NENY FPA Chapter Since 7/1/22 - Endowment Chair Sidney Albert JCC of Albany, facilitates quarterly review meetings every 3 months. Since 7/1/23 - Assistant treasurer of SAJCC located at 340 Whitehall Rd. Albany NY 12208 - sit on finance committee to review budget of organization, 2x/month. Effective 6/16/25 now acting as treasurer running finance committee meetings, review budget with CFO & board, sign checks for day to day operations. No income is received for this position, approximately 1% of time spent on this role during trading hours, collectively spending about 6 hours/month.
CRS (Client Relationship Summary) - RIA
Click below to view Howard Victor Kibrick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
January 17, 2020 - Present
TSA MANAGEMENT INC
Office #1: 4 Executive Park Dr Suite 101, Clifton Park Dr, NY 12065RIA
CRD#: 106440
Clifton Park Dr, NY
Current
June 11, 2007 - Present
HALLIDAY FINANCIAL, LLC
Office #1: 4 Executive Park Drive, Clifton Park, NY 12065BD
CRD#: 31741
Clifton Park, NY
Past
June 21, 2017 - December 31, 2019
TSA MANAGEMENT INC
RIA
CRD#: 106440
Clifton Park, NY
Past
January 28, 2005 - June 13, 2007
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
ALBANY, NY
Past
August 1, 2002 - February 8, 2005
ESSEX NATIONAL SECURITIES, LLC
BD
CRD#: 25454
NAPA, CA
Past
July 27, 2001 - June 11, 2002
TROY FINANCIAL INVESTMENT SERVICES GROUP, INC.
BD
CRD#: 24375
TROY, NY
Past
March 31, 1999 - June 13, 2001
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
May 5, 1998 - April 2, 1999
IFMG SECURITIES, INC.
BD
CRD#: 14416
PURCHASE, NY
Past
October 18, 1996 - May 4, 1998
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TM
TSA MANAGEMENT INC
TSA MANAGEMENT INC | TSA PORTFOLIO MANAGEMENT, INC. FKA TSA MANAGEMENT INC.
CRD#: 106440 / SEC#: 801-41423
RIA
Registered Investment Advisory firm - (5/7/1992 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/9/2022)
RR
Colorado(10/21/2011)
RR
Connecticut(9/18/2019)
RR
Delaware(10/11/2022)
RR
Illinois(12/12/2019)
RR
Maryland(7/6/2021)
RR
Massachusetts(9/2/2011)
IAR
New Jersey(1/17/2020)
RR
New Mexico(5/31/2019)
RR
New York(6/11/2007)
IAR
New York(4/6/2021)
RR
North Carolina(12/8/2014)
RR
Ohio(2/22/2024)
RR
Pennsylvania(9/17/2015)
RR
Rhode Island(12/17/2018)
RR
South Carolina(6/30/2014)
RR
Vermont(10/8/2025)
RR
Virginia(12/12/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TM
TSA MANAGEMENT INC
TSA MANAGEMENT INC | TSA PORTFOLIO MANAGEMENT, INC. FKA TSA MANAGEMENT INC.
CRD#: 106440 / SEC#: 801-41423
RIA
Registered Investment Advisory firm - (5/7/1992 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
725 Glen Cove Ave, Glen Head, NY 11545
Mailing Address
Phone number
(516) 676-3332
Established
Firm type
Fiscal year end
# of Employees
33
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,064 |
| AUM (Assets Under Management) | $ 1,284,683,018 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/27/2023 | ||
| 09/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
