Diarra K. Williams

CETERA INVESTMENT ADVISERS LLC

DALLAS, TX

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CRD#: 2767283

Professional summary

Diarra Koro Williams, CFP®, who also goes by Diarra Williams, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Dallas, Texas and CETERA WEALTH SERVICES, LLC located in Dallas, Texas.

Diarra is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Diarra has worked at 16 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 52 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Diarra Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) GOLDEN GIFT WEALTH MANAGEMENT LLC POSITION: Manager NATURE: Provide advice and financial services, strategies and solutions to individuals, corporations. We provide financial planning, investments, insurance, legacy planning, mediation, and business advisory services. Advice or services are provided on anhourly, by project, monthly, quarterly, subscription service or based on an assets under management basis. The company sells insurance products for asset and income protection. The insurance products include life, disability, long term care, group life, business overhead expense insurance and fixed annuities on a commission basis. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 08/11/2022 ADDRESS: 806 Glen Oaks Blvd, Dallas TX 75232, United States DESCRIPTION: I am involved with managing the day to day operations of the business. This includes providing financial advice and services to clients and prospects, developing marketing and sales strategy for new prospects and clients, insuring the company is fiscally compliant and responsible, identifying potential CPA tax advisor partnerships for tax planning, and speaking on basic financial literacy topics.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diarra Koro Williams's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

CRD#: 6694

Dallas, TX

Past

February 5, 2010 - March 31, 2014

CRD#: 16999

DALLAS, TX

Past

January 2, 2004 - November 2, 2004

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/5/2025)

Georgia
(9/5/2025)

Kentucky
(9/5/2025)

Michigan
(9/5/2025)

New York
(9/18/2025)

Oklahoma
(9/5/2025)

Texas
(9/5/2025)

IAR

Texas
(9/5/2025)

Virgin Islands
(9/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/27/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/31/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/3/2010

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 7/16/1996

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/16/2010

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Diarra K. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diarra Koro Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

CWM, LLC

CETERA WEALTH SERVICES, LLC

TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS

KINGSWOOD CAPITAL PARTNERS, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

1ST GLOBAL CAPITAL CORP.

1ST GLOBAL ADVISORS INC

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

AVANTAX INVESTMENT SERVICES, INC.

NATIONAL CLEARING CORP.

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/27/2010

Series 63

Date: 7/31/1996

SIE

Date: 10/1/2018

Series 7

Date: 2/3/2010

Series 52

Date: 7/16/1996

Series 24

Date: 4/16/2010

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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