Robert R. Greig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Ryder Greig, who also goes by Robert Greig, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1998. Robert had worked at 1 firm and has passed the Series 65 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 2012 - September 11, 2025
BROMAN & GREIG ASSET MANAGEMENT, LLC
May 12, 1998 - December 31, 2009
BROMAN & GREIG ASSET MANAGEMENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 5/28/1996
Non-Member General Securities ExaminationCurrent Firm
BROMAN & GREIG ASSET MANAGEMENT, LLC
CRD#: 130494 / SEC#: 801-63088
Contact information
Regulatory assets under management
| Total Number of Accounts | 23 |
| AUM (Assets Under Management) | $ 15,202,000 |
Red Flags
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