Joseph P. Giordano

BLUEPATH CAPITAL LLC

San Francisco, CA 94129

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CRD#: 2766544

Professional summary

Joseph Peter Giordano, who also goes by Joe Giordano, is a registered financial professional currently at BLUEPATH CAPITAL LLC located in San Francisco, California.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2001. Joseph has worked at 12 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 52TO, SIE, Series 9, Series 4, Series 27, Series 14 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Joe Giordano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Peter Giordano's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 14, 2020 - Present

BLUEPATH CAPITAL LLC

Office #1: 39 Mesa Street Suite 103, San Francisco, CA 94129Office #2: 39 Mesa Street Suite 103, San Francisco, CA 94129

CRD#: 307474

San Francisco, CA

Past

February 6, 2023 - March 1, 2023

TEMPLUM MARKETS LLC

CRD#: 102840

NEW YORK, NY

Past

August 29, 2022 - October 17, 2022

LIVINGSTON SECURITIES, LLC

CRD#: 147364

UNIONDALE, NY

Past

June 9, 2022 - November 7, 2022

KAWA SECURITIES LLC

CRD#: 307917

HALLANDALE BEACH, FL

Past

January 19, 2021 - April 15, 2022

KAWA SECURITIES LLC

CRD#: 307917

HALLANDALE BEACH, FL

Past

May 15, 2019 - June 17, 2019

AXIS CAPITAL USA, LLC

CRD#: 293368

NEW YORK, NY

Past

November 20, 2018 - December 24, 2019

ROCKLAND SECURITIES, LLC

CRD#: 127855

DORAL, FL

Past

February 3, 2015 - December 16, 2016

MURIEL SIEBERT & CO., LLC

CRD#: 5376

NEW YORK, NY

Past

November 13, 2013 - February 21, 2014

BONDS.COM LLC

CRD#: 43875

NEW YORK, NY

Past

April 3, 2012 - August 27, 2012

BONDS.COM LLC

CRD#: 43875

NEW YORK, NY

Past

July 29, 2010 - August 31, 2010

GENESIS GLOBAL TRADING, INC

CRD#: 136962

NEW YORK, NY

Past

November 3, 2009 - June 10, 2010

GENESIS GLOBAL TRADING, INC

CRD#: 136962

NEW YORK, NY

Past

January 6, 2009 - August 24, 2009

GENESIS GLOBAL TRADING, INC

CRD#: 136962

NEW YORK, NY

Past

October 2, 2008 - December 31, 2008

GENESIS GLOBAL TRADING, INC

CRD#: 136962

NEW YORK, NY

Past

January 2, 2008 - March 20, 2008

ROBOTTI SECURITIES, LLC

CRD#: 13251

NEW YORK, NY

Past

January 16, 2007 - November 16, 2007

VECTORGLOBAL WMG

CRD#: 32396

MIAMI, FL

Past

July 20, 2006 - January 12, 2007

GENESIS GLOBAL TRADING, INC

CRD#: 136962

NEW YORK, NY

Past

March 30, 2001 - August 1, 2005

THE GRISWOLD COMPANY, INCORPORATED

CRD#: 32944

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/24/2020)

New York
(8/25/2020)

Exams

State Security Law Exam

Series 63

Date: 7/7/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/16/2016

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 4

Date: 9/22/2007

Registered Options Principal Examination

Principal/Supervisory Exam

Series 27

Date: 11/18/2006

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 14

Date: 7/26/2001

Compliance Officer Examination

Principal/Supervisory Exam

Series 10

Date: 7/6/2001

General Securities Sales Supervisor - General Module Examination

SRO Registrations

FINRA

Current Firm

BLUEPATH CAPITAL LLC

CRD#: 307474 / SEC#: , 8-70497

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

39 Mesa Street Suite 103, San Francisco, CA 94129

Mailing Address

39 Mesa Street Suite 103, San Francisco, CA 94129

Phone number

(415) 524-0429

Established

Delaware since 11/08/2018

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BLUEPATH FINANCE, INC.	MEMBER
CHUN, YUEN NA	FINOP/PFO/POO	2219603
COX, MICHAEL JEFFREY JAMES	CHIEF EXECUTIVE OFFICER	5184603
GIORDANO, JOSEPH PETER	CCO	2766544

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph P. Giordano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Peter Giordano's CRS (Customer Relationship Summary).

Certified licenses

Experience

TEMPLUM MARKETS LLC

LIVINGSTON SECURITIES, LLC

KAWA SECURITIES LLC

KAWA SECURITIES LLC

AXIS CAPITAL USA, LLC

ROCKLAND SECURITIES, LLC

MURIEL SIEBERT & CO., LLC

BONDS.COM LLC

BONDS.COM LLC

GENESIS GLOBAL TRADING, INC

GENESIS GLOBAL TRADING, INC

GENESIS GLOBAL TRADING, INC

GENESIS GLOBAL TRADING, INC

ROBOTTI SECURITIES, LLC

VECTORGLOBAL WMG

GENESIS GLOBAL TRADING, INC

THE GRISWOLD COMPANY, INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 7/7/2007

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

Series 52TO

Date: 1/2/2023

SIE

Date: 12/16/2016

Series 9

Date: 1/2/2023

Series 4

Date: 9/22/2007

Series 27

Date: 11/18/2006

Series 14

Date: 7/26/2001

Series 10

Date: 7/6/2001

FINRA

Current Firm

BLUEPATH CAPITAL LLC

Contact information

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BLUEPATH CAPITAL LLC

TRUST BUT VERIFY

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