AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JG

Joseph P. Giordano

BLUEPATH CAPITAL LLC
San Francisco, CA 94129
Some features on this profile are disabled
CRD#: 2766544
JG

Professional summary

Joseph Peter Giordano, who also goes by Joe Giordano, is a registered financial professional currently at BLUEPATH CAPITAL LLC located in San Francisco, California.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2001. Joseph has worked at 12 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 52TO, SIE, Series 9, Series 4, Series 27, Series 14 and Series 10 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joe Giordano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Peter Giordano's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 14, 2020 - Present

BLUEPATH CAPITAL LLC

Office #1: 39 Mesa Street Suite 103, San Francisco, CA 94129Office #2: 39 Mesa Street Suite 103, San Francisco, CA 94129
BD
CRD#: 307474
San Francisco, CA
Past

February 6, 2023 - March 1, 2023

TEMPLUM MARKETS LLC

BD
CRD#: 102840
NEW YORK, NY
Past

August 29, 2022 - October 17, 2022

LIVINGSTON SECURITIES, LLC

BD
CRD#: 147364
UNIONDALE, NY
Past

June 9, 2022 - November 7, 2022

KAWA SECURITIES LLC

BD
CRD#: 307917
HALLANDALE BEACH, FL
Past

January 19, 2021 - April 15, 2022

KAWA SECURITIES LLC

BD
CRD#: 307917
HALLANDALE BEACH, FL
Past

May 15, 2019 - June 17, 2019

AXIS CAPITAL USA, LLC

BD
CRD#: 293368
NEW YORK, NY
Past

November 20, 2018 - December 24, 2019

ROCKLAND SECURITIES, LLC

BD
CRD#: 127855
DORAL, FL
Past

February 3, 2015 - December 16, 2016

MURIEL SIEBERT & CO., LLC

BD
CRD#: 5376
NEW YORK, NY
Past

November 13, 2013 - February 21, 2014

BONDS.COM LLC

BD
CRD#: 43875
NEW YORK, NY
Past

April 3, 2012 - August 27, 2012

BONDS.COM LLC

BD
CRD#: 43875
NEW YORK, NY
Past

July 29, 2010 - August 31, 2010

GENESIS GLOBAL TRADING, INC

BD
CRD#: 136962
NEW YORK, NY
Past

November 3, 2009 - June 10, 2010

GENESIS GLOBAL TRADING, INC

BD
CRD#: 136962
NEW YORK, NY
Past

January 6, 2009 - August 24, 2009

GENESIS GLOBAL TRADING, INC

BD
CRD#: 136962
NEW YORK, NY
Past

October 2, 2008 - December 31, 2008

GENESIS GLOBAL TRADING, INC

BD
CRD#: 136962
NEW YORK, NY
Past

January 2, 2008 - March 20, 2008

ROBOTTI SECURITIES, LLC

BD
CRD#: 13251
NEW YORK, NY
Past

January 16, 2007 - November 16, 2007

VECTORGLOBAL WMG

BD
CRD#: 32396
MIAMI, FL
Past

July 20, 2006 - January 12, 2007

GENESIS GLOBAL TRADING, INC

BD
CRD#: 136962
NEW YORK, NY
Past

March 30, 2001 - August 1, 2005

THE GRISWOLD COMPANY, INCORPORATED

BD
CRD#: 32944
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/24/2020)
RR
New York
(8/25/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 7/7/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/16/2016
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 4
Date: 9/22/2007
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 11/18/2006
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 14
Date: 7/26/2001
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 10
Date: 7/6/2001
General Securities Sales Supervisor - General Module Examination
SRO Registrations
RR
FINRA

Current Firm

BC
BLUEPATH CAPITAL LLC
BLUEPATH CAPITAL LLC

CRD#: 307474 / SEC#: , 8-70497

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
39 Mesa Street Suite 103, San Francisco, CA 94129
Mailing Address
39 Mesa Street Suite 103, San Francisco, CA 94129
Phone number
(415) 524-0429
Established
Delaware since 11/08/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BLUEPATH FINANCE, INC.MEMBER
CHUN, YUEN NAFINOP/PFO/POO2219603
COX, MICHAEL JEFFREY JAMESCHIEF EXECUTIVE OFFICER5184603
GIORDANO, JOSEPH PETERCCO2766544

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BLUEPATH CAPITAL LLC

CRD#: 307474San Francisco, CA 94129

TRUST BUT VERIFY

Monitor Joseph Giordano

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

MS
Maximilian SoaresAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
RR
San Francisco, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics