Mi Yong Lang
Professional Summary
Mi Yong Lang, who also goes by Mi Yong Kwon, Mi Yong Lang, is a registered financial advisor currently at FIRST TRUST PORTFOLIOS L.P. located in Wheaton, Illinois. Mi Yong is registered as a RR (Registered Representative) and started their career in finance in 1996. Mi Yong has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 52 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mi Yong Kwon, Mi Yong Lang
Similar Advisors
VERTEX PARTNERS
THE DALA GROUP, LLC
J.P. MORGAN SECURITIES LLC
INDEPENDENT FINANCIAL GROUP, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
VERTEX PARTNERS
THE DALA GROUP, LLC
J.P. MORGAN SECURITIES LLC
INDEPENDENT FINANCIAL GROUP, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
VERTEX PARTNERS
THE DALA GROUP, LLC
J.P. MORGAN SECURITIES LLC
INDEPENDENT FINANCIAL GROUP, LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
VERTEX PARTNERS
THE DALA GROUP, LLC
J.P. MORGAN SECURITIES LLC
INDEPENDENT FINANCIAL GROUP, LLC
Years of Experience
30 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
VERTEX PARTNERS
THE DALA GROUP, LLC
J.P. MORGAN SECURITIES LLC
INDEPENDENT FINANCIAL GROUP, LLC
Current Firm
FIRST TRUST PORTFOLIOS L.P. | NIKE SECURITIES L.P.
Contact Information
Main Address
120 E. Liberty Drive Suite 400, Wheaton, IL 60187Mailing Address
120 E. Liberty Drive Suite 400, Wheaton, IL 60187Phone Number
(630) 765-8000Established
Illinois since 05/10/1991Firm Type
PartnershipFiscal Year End
DecemberFirm Size
LargeFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRACE PARTNERS OF DUPAGE L.P. | LIMITED PARTNER | — |
| BOWEN, JAMES ALLEN | CHIEF EXECUTIVE OFFICER | 1123316 |
| BOWEN, MARISA ANN | MANAGING DIRECTOR | 1949032 |
| DYKAS, JAMES MARTIN | CHIEF FINANCIAL OFFICER / MANAGING DIRECTOR | 2264809 |
| JACKSON, ERIK SOREN | CHIEF COMPLIANCE OFFICER | 2950559 |
| JARDINE, WILLIAM SCOTT | GENERAL COUNSEL | 2609233 |
| MCGAREL, DAVID GERARD | CHIEF OPERATING OFFICER | 2945880 |
| MCGAREL, DAVID GERARD | MANAGING DIRECTOR | 2945880 |
| ROGGENSACK, ANDREW SCOTT | PRESIDENT | 1582059 |
| THE CHARGER CORPORATION | GENERAL PARTNER | — |
Disclosures
Regulatory Event
4Similar Advisors
VERTEX PARTNERS
THE DALA GROUP, LLC
J.P. MORGAN SECURITIES LLC
INDEPENDENT FINANCIAL GROUP, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
VERTEX PARTNERS
THE DALA GROUP, LLC
J.P. MORGAN SECURITIES LLC
INDEPENDENT FINANCIAL GROUP, LLC
State Registrations and Notice Filings
(4/15/2013)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
VERTEX PARTNERS
THE DALA GROUP, LLC
J.P. MORGAN SECURITIES LLC
INDEPENDENT FINANCIAL GROUP, LLC
CRS (Client Relationship Summary) - BD
Click below to view Mi Yong Lang's CRS (Customer Relationship Summary).
Similar Advisors
VERTEX PARTNERS
THE DALA GROUP, LLC
J.P. MORGAN SECURITIES LLC
INDEPENDENT FINANCIAL GROUP, LLC