Timothy J. Omara
Professional summary
Timothy Joseph Omara II, who also goes by Tim Omara, Tj Omara, is a registered financial professional currently at NATIONWIDE INVESTMENT SERVICES CORPORATION located in Columbus, Ohio.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 1996. Timothy has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Joseph Omara II's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 17, 2010 - Present
NATIONWIDE INVESTMENT SERVICES CORPORATION
Office #1: One Nationwide Plaza, Columbus, OH 43215March 25, 2010 - September 27, 2010
NATIONWIDE FUND DISTRIBUTORS LLC
March 1, 2010 - March 9, 2010
NATIONWIDE INVESTMENT SERVICES CORPORATION
November 17, 2005 - January 4, 2010
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
September 27, 2004 - November 7, 2005
GUARDIAN INVESTOR SERVICES LLC
May 20, 2002 - September 30, 2004
METROPOLITAN LIFE INSURANCE COMPANY
May 20, 2002 - September 30, 2004
MSI FINANCIAL SERVICES, INC.
February 16, 1999 - May 15, 2002
PRUDENTIAL EQUITY GROUP, LLC
August 26, 1996 - February 12, 1999
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/17/2010)
(9/17/2010)
(9/17/2010)
(9/17/2010)
(9/17/2010)
(9/27/2010)
(9/17/2010)
Exams
FINRA
Current Firm
NATIONWIDE INVESTMENT SERVICES CORPORATION
CRD#: 7110 / SEC#: , 8-20254
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| AMBROZY, TINA S | PRESIDENT/BOARD DIRECTOR | 3149224 |
| HAWLEY, CRAIG ALAN | BOARD DIRECTOR | 4499105 |
| RABENSTINE, JAMES JAY | CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD DIRECTOR | 5250338 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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