Brian P. Walsh
Professional summary
Brian Patrick Walsh, who also goes by Brian Walsh, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Cockeysville, Maryland and CETERA WEALTH SERVICES, LLC located in Cockeysville, Maryland.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Brian has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brian Patrick Walsh's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 10, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 9710 Monroe St, Cockeysville, MD 21030August 10, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 9710 Monroe St, Cockeysville, MD 21030October 26, 2015 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
June 19, 2015 - August 10, 2023
SECURIAN FINANCIAL SERVICES, INC.
November 18, 2014 - February 10, 2015
MSI FINANCIAL SERVICES, INC.
September 12, 2013 - February 10, 2015
MSI FINANCIAL SERVICES, INC.
November 29, 2011 - June 20, 2013
PRUCO SECURITIES, LLC.
October 26, 2011 - June 20, 2013
PRUCO SECURITIES, LLC.
June 5, 2003 - September 27, 2011
MSI FINANCIAL SERVICES, INC.
September 20, 2002 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
September 20, 2002 - September 27, 2011
MSI FINANCIAL SERVICES, INC.
July 9, 2001 - August 27, 2002
PRUCO SECURITIES, LLC.
September 11, 1996 - August 27, 2002
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/18/2024)
(8/10/2023)
(8/10/2023)
(8/10/2023)
(8/11/2023)
(1/8/2024)
(10/14/2025)
(12/26/2024)
(8/10/2023)
(8/10/2023)
(10/21/2025)
(10/29/2024)
(1/7/2026)
(1/8/2024)
(8/10/2023)
(9/9/2024)
(8/21/2024)
(8/10/2023)
(2/24/2025)
(8/10/2023)
(8/10/2023)
(8/10/2023)
(9/8/2025)
(8/10/2023)
(8/10/2023)
(8/16/2024)
(8/10/2023)
(1/27/2026)
(9/3/2025)
Exams
FINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Cockeysville, MD 21030TRUST BUT VERIFY
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