Ricardo M. Urquidi
Professional summary
Ricardo M Urquidi, who also goes by Ricardo Urquidi, is a registered financial professional currently at TIGRESS FINANCIAL PARTNERS, LLC located in New York, New York.
Ricardo is registered as a RR (Registered Representative) and started their career in finance in 2017. Ricardo has worked at 5 firms and has passed the SIE, Series 11 and Series 99 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ricardo M Urquidi's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 1, 2025 - Present
TIGRESS FINANCIAL PARTNERS, LLC
Office #1: 410 Park Avenue 12th Floor, New York, NY 10022July 26, 2021 - October 12, 2023
A.G.P. / ALLIANCE GLOBAL PARTNERS
January 19, 2021 - July 28, 2021
SAFRA SECURITIES LLC
January 15, 2020 - April 30, 2020
LPS CAPITAL LLC
September 11, 2017 - January 10, 2020
TORINO CAPITAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 11
Date: 6/11/2018
Assistant Representative-Order Processing Qualification ExamFINRA
Current Firm
TIGRESS FINANCIAL PARTNERS, LLC
CRD#: 154717 / SEC#: 801-112815, 8-68671
Contact information
FINRA licenses (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 17 |
| AUM (Assets Under Management) | $ 11,558,041 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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