Joe J. Valiquette

STRATEGIC ADVISERS LLC

LENEXA, KS

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CRD#: 2765375

Professional summary

Joe Jerome Valiquette, who also goes by Joe Jerome Valiquette, Joe J Valiquette, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Lenexa, Kansas and FIDELITY BROKERAGE SERVICES LLC located in Westlake, Texas.

Joe is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Joe has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Jerome Valiquette | Joe J Valiquette

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joe Jerome Valiquette's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

LENEXA, KS

Current

November 18, 2021 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: One Destiny Way, Westlake, TX 76262

CRD#: 7784

Westlake, TX

Past

December 2, 2021 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

COVINGTON, KY

Past

April 20, 2020 - September 23, 2021

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

OVERLAND PARK, KS

Past

April 15, 2020 - September 23, 2021

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

OVERLAND PARK, KS

Past

March 30, 2018 - January 10, 2020

TRANSAMERICA RETIREMENT ADVISORS, LLC

RIA

CRD#: 107319

Wichita, KS

Past

March 23, 2018 - January 10, 2020

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

HARRISON, NY

Past

May 16, 2017 - September 5, 2017

TD AMERITRADE, INC.

RIA

CRD#: 7870

FORT WORTH, TX

Past

May 16, 2017 - September 5, 2017

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

Fort Worth, TX

Past

May 16, 2017 - September 5, 2017

TD AMERITRADE, INC.

CRD#: 7870

FORT WORTH, TX

Past

November 19, 2015 - November 7, 2016

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

LEWISVILLE, TX

Past

November 19, 2015 - November 7, 2016

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

LEWISVILLE, TX

Past

September 1, 2015 - November 13, 2015

THE GARDNER GROUP

RIA

CRD#: 114263

DALLAS, TX

Past

March 6, 2012 - August 10, 2015

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

HARRISON, NY

Past

October 19, 2011 - November 9, 2011

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

ADDISON, TX

Past

October 13, 2011 - November 9, 2011

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

ADDISON, TX

Past

May 8, 2009 - March 4, 2011

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

TUKWILA, WA

Past

December 18, 2006 - March 3, 2011

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

TUKWILA, WA

Past

July 8, 1996 - December 21, 2005

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/19/2021)

Alaska
(11/19/2021)

Arizona
(11/30/2021)

Arkansas
(11/29/2021)

California
(11/19/2021)

Colorado
(11/22/2021)

Connecticut
(11/19/2021)

Delaware
(11/19/2021)

District of Columbia
(12/1/2021)

Florida
(11/19/2021)

Georgia
(11/19/2021)

Hawaii
(11/19/2021)

Idaho
(11/19/2021)

Illinois
(11/22/2021)

Indiana
(11/19/2021)

Iowa
(11/19/2021)

Kansas
(11/19/2021)

IAR

Kansas
(3/31/2025)

Kentucky
(11/19/2021)

Louisiana
(11/22/2021)

Maine
(11/19/2021)

Maryland
(11/19/2021)

Massachusetts
(11/19/2021)

Michigan
(11/23/2021)

Minnesota
(11/19/2021)

Mississippi
(11/19/2021)

Missouri
(11/18/2021)

Montana
(11/23/2021)

Nebraska
(11/23/2021)

Nevada
(11/29/2021)

New Hampshire
(12/1/2021)

New Jersey
(11/19/2021)

New Mexico
(11/22/2021)

New York
(11/21/2021)

North Carolina
(11/19/2021)

North Dakota
(11/22/2021)

Ohio
(11/19/2021)

Oklahoma
(11/29/2021)

Oregon
(11/26/2021)

Pennsylvania
(11/19/2021)

Puerto Rico
(11/22/2021)

Rhode Island
(11/29/2021)

South Carolina
(11/22/2021)

South Dakota
(12/9/2021)

Tennessee
(11/22/2021)

Texas
(11/18/2021)

IAR

Texas
(3/31/2025)

Utah
(11/22/2021)

Vermont
(11/19/2021)

Virginia
(11/20/2021)

Washington
(11/18/2021)

West Virginia
(11/30/2021)

Wisconsin
(11/19/2021)

Wyoming
(11/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/1/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/17/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/30/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/3/1996

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joe J. Valiquette

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joe Jerome Valiquette's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

EMPOWER ADVISORY GROUP, LLC

EMPOWER FINANCIAL SERVICES, INC.

TRANSAMERICA RETIREMENT ADVISORS, LLC

TRANSAMERICA INVESTORS SECURITIES, LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

THE GARDNER GROUP

TRANSAMERICA INVESTORS SECURITIES, LLC

USAA FINANCIAL PLANNING SERVICES

USAA FINANCIAL ADVISORS, INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/1/2015

Series 63

Date: 7/17/1996

SIE

Date: 10/1/2018

Series 7

Date: 7/30/1997

Series 6

Date: 7/3/1996

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

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