Luisa Gonzalez
Professional summary
Luisa Gonzalez, CFP®, who also goes by Mercado Luisa Gonzales, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Luisa is registered as a RR (Registered Representative) and started their career in finance in 1999. Luisa has worked at 14 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Luisa Gonzalez's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 2, 2020 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901April 3, 2017 - March 19, 2019
PNC WEALTH MANAGEMENT LLC
March 31, 2017 - March 19, 2019
PNC WEALTH MANAGEMENT LLC
August 17, 2016 - March 20, 2017
TRUIST ADVISORY SERVICES, INC.
October 11, 2012 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
October 10, 2012 - March 20, 2017
TRUIST INVESTMENT SERVICES, INC.
August 4, 2011 - October 1, 2012
BB&T INVESTMENT SERVICES, INC.
August 2, 2011 - October 1, 2012
BB&T INVESTMENT SERVICES, INC.
March 17, 2010 - March 1, 2011
BB&T INVESTMENT SERVICES, INC.
February 16, 2010 - March 1, 2011
BB&T INVESTMENT SERVICES, INC.
May 5, 2009 - March 2, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
April 3, 2009 - March 2, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
November 21, 2008 - March 20, 2009
COLONIAL ASSET MANAGEMENT INC
November 21, 2008 - March 20, 2009
COLONIAL BROKERAGE, INC.
June 12, 2008 - November 25, 2008
EQUITABLE ADVISORS, LLC
March 4, 2008 - June 4, 2008
LPL FINANCIAL LLC
April 1, 2003 - March 4, 2008
IFMG SECURITIES, INC.
August 22, 2002 - April 1, 2003
INVEST FINANCIAL CORPORATION
August 3, 1999 - March 13, 2000
INSIGNEO INTERNATIONAL FINANCIAL SERVICES LLC
July 16, 1999 - October 9, 2001
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/3/2020)
(9/29/2022)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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