Richard N. Sirott
Professional summary
Richard Norman Sirott, who also goes by Richard Sirott, is a registered financial advisor currently at RICHARD N. SIROTT ACCOUNTANCY CORPORATION located in Northridge, California.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Richard has worked at 1 firm and has passed the Series 2 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Norman Sirott's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 1, 1997 - Present
RICHARD N. SIROTT ACCOUNTANCY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/1/1997)
Exams
Series 2
Date: 6/19/1996
Non-Member General Securities ExaminationCurrent Firm
RICHARD N. SIROTT ACCOUNTANCY CORPORATION
CRD#: 134360 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 31,130,076 |
Red Flags
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